TWA
DUC

TCI Wealth Advisors’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

TCI Wealth Advisors’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-2,000
Closed -$21K – 929
2014
Q2 		$21K Buy
+2,000
New +$20.9K 0.01% 339

Other funds holding DUC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

TCI Wealth Advisors's DUC Position: Q3 2014 in Review

TCI Wealth Advisors sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q3 2014, closing a stake of 2,000 shares — an estimated $21K sold.

TCI Wealth Advisors first reported a position in DUC in Q2 2014 and held it in 1 quarter. The position peaked at $21K in Q2 2014. 42 funds tracked by Wall St. Rank hold DUC as of Q3 2014.

  • TCI Wealth Advisors reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q3 2014 after selling out during the quarter.
  • TCI Wealth Advisors sold 2,000 Duff & Phelps Utility & Corporate Bond Trust shares in Q3 2014, an estimated $21K.
  • TCI Wealth Advisors first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2014 and held it in 1 quarter.
  • TCI Wealth Advisors's Duff & Phelps Utility & Corporate Bond Trust position peaked at $21K in Q2 2014.
  • 42 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q3 2014.

Based on TCI Wealth Advisors's 13F filing for Q3 2014, filed 5 Nov 2014.