DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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35 hedge funds and large institutions have $89.9M invested in Duff & Phelps Utility & Corporate Bond Trust in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 2 closing their positions.

Holders
35
Holders Change
+1
Holders Change %
+2.94%
% of All Funds
0.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
14
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$37.8M
2
Wells Fargo
2
Wells Fargo
California
$15.5M
3
SFS
3
Shaker Financial Services
Virginia
$621K
4
1CP
4
1607 Capital Partners
Virginia
$7.96M
5
DA
5
Doliver Advisors
Texas
$204K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$17.3M
2
LCM
2
Laurion Capital Management
New York
$0
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$178K
4
AG
4
Advisor Group
Arizona
$11K
5
WCM
5
Windsor Capital Management
Arizona
$112K
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$37.8M 3,871,652 +176,436 +5%
KIM
2
Karpus Investment Management
New York
$17.3M 1,773,083 -386,018 -18%
Wells Fargo
3
Wells Fargo
California
$15.5M 1,591,345 +116,882 +8%
1CP
4
1607 Capital Partners
Virginia
$7.96M 814,224 +39,958 +5%
Invesco
5
Invesco
Georgia
$2.16M 221,042 +6,810 +3%
SIA
6
SeaBridge Investment Advisors
New Jersey
$1.55M 158,370 – –
PCP
7
Proficio Capital Partners
Massachusetts
$1.52M 155,488 +1,595 +1%
Morgan Stanley
8
Morgan Stanley
New York
$999K 102,225 +3,035 +3%
Bank of America
9
Bank of America
North Carolina
$885K 90,595 +8,331 +10%
GC
10
Guggenheim Capital
Illinois
$651K 66,616 +6,397 +11%
SFS
11
Shaker Financial Services
Virginia
$621K 63,560 +63,560 New
LPL Financial
12
LPL Financial
California
$420K 43,476 +6,617 +18%
CA
13
Cetera Advisors
Colorado
$277K 28,293 -1,220 -4%
MA
14
Menlo Advisors
California
$266K 27,245 – –
Mariner
15
Mariner
Kansas
$220K 22,527 +217 +1%
HK
16
Horizon Kinetics
New York
$204K 20,850 – –
DA
17
Doliver Advisors
Texas
$204K 20,898 +20,898 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$200K 20,484 +304 +2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$186K 19,016 +3,063 +19%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$178K 18,204 -6,501 -26%
RJA
21
Raymond James & Associates
Florida
$156K 16,000 +4,500 +39%
UBS Group
22
UBS Group
Switzerland
$149K 15,233 -151 -1%
WCM
23
Windsor Capital Management
Arizona
$112K 11,509 -1,311 -10%
SPC
24
Sigma Planning Corp
Michigan
$102K 10,400 +10,400 New
MSFP
25
Mark Sheptoff Financial Planning
Connecticut
$39K 3,971 – –
1
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