Advisor Group’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Advisor Group’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5K	Hold	500	–	–	﹤0.01%	4705
2019 Q3	$5K	Hold	500	–	–	﹤0.01%	4704
2019 Q2	$4K	Hold	500	–	–	﹤0.01%	4813
2019 Q1	$4K	Hold	500	–	–	﹤0.01%	4809
2018 Q4	$4K	Hold	500	–	–	﹤0.01%	4659
2018 Q3	$4K	Hold	500	–	–	﹤0.01%	4701
2018 Q2	$4K	Hold	500	–	–	﹤0.01%	4504
2018 Q1	$4K	Hold	500	–	–	﹤0.01%	4529
2017 Q4	$4K	Sell	500 -500	-50%	-$4.51K	﹤0.01%	4530
2017 Q3	$9K	Hold	1,000	–	–	﹤0.01%	4059
2017 Q2	$9K	Hold	1,000	–	–	﹤0.01%	4010
2017 Q1	$9K	Sell	1,000 -90	-8%	-$838	﹤0.01%	3868
2016 Q4	$10K	Hold	1,090	–	–	﹤0.01%	3642
2016 Q3	$11K	Sell	1,090 -1,323	-55%	-$12.9K	﹤0.01%	3528
2016 Q2	$21K	Buy	+2,413	New	+$23.3K	﹤0.01%	3049

Other funds holding DUC

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

DWM

Dakota Wealth Management Palm Beach Gardens, Florida $4.62B AUM 33.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group's DUC Position: Q4 2019 in Review

Advisor Group held its Duff & Phelps Utility & Corporate Bond Trust (DUC) position steady in Q4 2019 at 500 shares worth $5K. The position accounts for ﹤0.01% of the portfolio, ranked #4705.

Advisor Group first reported a position in DUC in Q2 2016 and has held it in 15 quarters since. The position peaked at $21K in Q2 2016. 35 funds tracked by Wall St. Rank hold DUC as of Q4 2019.

Advisor Group held 500 shares of Duff & Phelps Utility & Corporate Bond Trust worth $5K as of Q4 2019.
Advisor Group left its Duff & Phelps Utility & Corporate Bond Trust share count unchanged in Q4 2019.
Duff & Phelps Utility & Corporate Bond Trust made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #4705 holding.
Advisor Group first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2016 and has held it in 15 quarters since.
Advisor Group's Duff & Phelps Utility & Corporate Bond Trust position peaked at $21K in Q2 2016.
35 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.