DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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33 hedge funds and large institutions have $95.5M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 7 closing their positions.

Holders
33
Holders Change
-5
Holders Change %
-13.16%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
9
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$23.5M
2
SIA
2
Sit Investment Associates
Minnesota
$38.1M
3
LCM
3
Laurion Capital Management
New York
$300K
4
GC
4
Guggenheim Capital
Illinois
$932K
5
Truist Financial
5
Truist Financial
North Carolina
$139K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$14M
2
SFS
2
Shaker Financial Services
Virginia
$1.87M
3
1CP
3
1607 Capital Partners
Virginia
$9.2M
4
WAM
4
Wolverine Asset Management
Illinois
$0
5
RJA
5
Raymond James & Associates
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$38.1M 4,124,119 +147,283 +4%
Wells Fargo
2
Wells Fargo
California
$23.5M 2,540,561 +283,191 +13%
KIM
3
Karpus Investment Management
New York
$14M 1,516,066 -108,075 -7%
1CP
4
1607 Capital Partners
Virginia
$9.2M 995,868 -42,000 -4%
Invesco
5
Invesco
Georgia
$2.49M 269,423 -4,049 -1%
SFS
6
Shaker Financial Services
Virginia
$1.87M 202,619 -61,548 -23%
PCP
7
Proficio Capital Partners
Massachusetts
$1.13M 121,944 – –
GC
8
Guggenheim Capital
Illinois
$932K 100,816 +15,431 +18%
Bank of America
9
Bank of America
North Carolina
$862K 93,264 +1,050 +1%
Morgan Stanley
10
Morgan Stanley
New York
$653K 70,658 -739 -1%
LPL Financial
11
LPL Financial
California
$329K 35,590 +2,220 +7%
LCM
12
Laurion Capital Management
New York
$300K 32,416 +32,416 New
UBS Group
13
UBS Group
Switzerland
$278K 30,140 +11,300 +60%
MA
14
Menlo Advisors
California
$231K 25,065 – –
CA
15
Cetera Advisors
Colorado
$227K 25,075 +1,268 +5%
Mariner
16
Mariner
Kansas
$205K 22,155 -1,069 -5%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$199K 21,555 +2,652 +14%
HK
18
Horizon Kinetics
New York
$190K 20,525 – –
DA
19
Doliver Advisors
Texas
$185K 19,989 -5,069 -20%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$180K 19,499 -6,673 -25%
Truist Financial
21
Truist Financial
North Carolina
$139K 15,000 +15,000 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$103K 11,176 -1,125 -9%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$38K 4,056 -2,225 -35%
MSFP
24
Mark Sheptoff Financial Planning
Connecticut
$37K 3,971 – –
IA
25
IFP Advisors
Florida
$34K 3,710 +86 +2%
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