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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

34 hedge funds and large institutions have $95.7M invested in Duff & Phelps Utility & Corporate Bond Trust in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $93.1M → $95.7M (+$2.63M)

13% less funds holding

Funds holding: 3934 (-5)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
34
Holders Change
-5
Holders Change %
-12.82%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
9
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$38.1M +$1.36M +147,283 +4%
Wells Fargo
2
Wells Fargo
California
$23.5M +$2.61M +283,191 +13%
KIM
3
Karpus Investment Management
New York
$14M -$997K -108,075 -7%
1CP
4
1607 Capital Partners
Virginia
$9.2M -$388K -42,000 -4%
Invesco
5
Invesco
Georgia
$2.49M -$37.4K -4,049 -1%
SFS
6
Shaker Financial Services
Virginia
$1.87M -$568K -61,548 -23%
PCP
7
Proficio Capital Partners
Massachusetts
$1.13M
GC
8
Guggenheim Capital
Illinois
$932K +$142K +15,431 +18%
Bank of America
9
Bank of America
North Carolina
$862K +$9.69K +1,050 +1%
Morgan Stanley
10
Morgan Stanley
New York
$653K -$6.82K -739 -1%
LPL Financial
11
LPL Financial
California
$329K +$20.5K +2,220 +7%
LCM
12
Laurion Capital Management
New York
$300K +$299K +32,416 New
UBS Group
13
UBS Group
Switzerland
$278K +$104K +11,300 +60%
MA
14
Menlo Advisors
California
$231K
CA
15
Cetera Advisors
Colorado
$227K +$11.7K +1,268 +5%
Mariner
16
Mariner
Kansas
$205K -$9.86K -1,069 -5%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$199K +$24.5K +2,652 +14%
HK
18
Horizon Kinetics
New York
$190K
DA
19
Doliver Advisors
Texas
$185K -$46.8K -5,069 -20%
FNT
20
First Nebraska Trust
Nebraska
$183K
RJFSA
21
Raymond James Financial Services Advisors
Florida
$180K -$61.6K -6,673 -25%
Truist Financial
22
Truist Financial
North Carolina
$139K +$138K +15,000 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$103K -$10.4K -1,125 -9%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$38K -$20.5K -2,225 -35%
MSFP
25
Mark Sheptoff Financial Planning
Connecticut
$37K

DUC Hedge Fund Activity: Q3 2017 in Review

34 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q3 2017, worth a combined $95.7M — up 2.8% from $93.1M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of DUC and 2 opened new positions — a net loss of 5 holders — while 11 trimmed existing stakes and 9 added.

The largest buyer was Wells Fargo, adding an estimated $2.61M. The largest seller was Karpus Investment Management, cutting an estimated $997K.

  • 34 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q3 2017, down from 39 in Q2 2017.
  • Funds reported $95.7M of Duff & Phelps Utility & Corporate Bond Trust stock for Q3 2017, up 2.8% quarter-over-quarter.
  • 2 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q3 2017 and 7 closed out, a net change of -5 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q3 2017 was Wells Fargo, an estimated $2.61M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q3 2017 was Karpus Investment Management, an estimated $997K sold.

Based on aggregated 13F filings for Q3 2017.