Raymond James & Associates’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Raymond James & Associates’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-10,071	Closed	-$87K	–	3797
2019 Q1	$87K	Buy	10,071 +19	+0.2%	+$159	﹤0.01%	3417
2018 Q4	$83K	Buy	+10,052	New	+$82.3K	﹤0.01%	3330
2017 Q3	–	Sell	-10,240	Closed	-$94K	–	3522
2017 Q2	$94K	Sell	10,240 -5,000	-33%	-$46.2K	﹤0.01%	3121
2017 Q1	$140K	Hold	15,240	–	–	﹤0.01%	3023
2016 Q4	$144K	Sell	15,240 -760	-5%	-$7.1K	﹤0.01%	2966
2016 Q3	$156K	Buy	16,000 +4,500	+39%	+$43.8K	﹤0.01%	2926
2016 Q2	$112K	Hold	11,500	–	–	﹤0.01%	2784
2016 Q1	$111K	Buy	+11,500	New	+$107K	﹤0.01%	2705
2014 Q4	–	Sell	-21,350	Closed	-$209K	–	2333
2014 Q3	$209K	Hold	21,350	–	–	﹤0.01%	2142
2014 Q2	$224K	Buy	+21,350	New	+$224K	﹤0.01%	2137

Other funds holding DUC

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Raymond James & Associates's DUC Position: Q2 2019 in Review

Raymond James & Associates sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q2 2019, closing a stake of 10,071 shares — an estimated $87K sold.

Raymond James & Associates first reported a position in DUC in Q2 2014 and held it in 10 quarters. The position peaked at $224K in Q2 2014. 40 funds tracked by Wall St. Rank hold DUC as of Q2 2019.

Raymond James & Associates reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q2 2019 after selling out during the quarter.
Raymond James & Associates sold 10,071 Duff & Phelps Utility & Corporate Bond Trust shares in Q2 2019, an estimated $87K.
Raymond James & Associates first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2014 and held it in 10 quarters.
Raymond James & Associates's Duff & Phelps Utility & Corporate Bond Trust position peaked at $224K in Q2 2014.
40 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q2 2019.

Based on Raymond James & Associates's 13F filing for Q2 2019, filed 6 Aug 2019.