DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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34 hedge funds and large institutions have $52.8M invested in Duff & Phelps Utility & Corporate Bond Trust in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 10 closing their positions.

Holders
34
Holders Change
-7
Holders Change %
-17.07%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
15
Reduced
6
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$28.2M
2
KIM
2
Karpus Investment Management
New York
$7.82M
3
Wells Fargo
3
Wells Fargo
California
$4.47M
4
WAM
4
Wolverine Asset Management
Illinois
$1.05M
5
Invesco
5
Invesco
Georgia
$2.23M

Top Sellers

1
DA
1
Doliver Advisors
Texas
$0
2
COLIM
2
City of London Investment Management
United Kingdom
$0
3
RJA
3
Raymond James & Associates
Florida
$0
4
VKH
4
Virtu KCG Holdings
New York
$0
5
ICOA
5
Investment Centers of America
North Dakota
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$28.2M 2,876,599 +996,404 +53%
KIM
2
Karpus Investment Management
New York
$7.82M 797,421 +682,723 +595%
Wells Fargo
3
Wells Fargo
California
$4.47M 455,623 +152,345 +50%
Invesco
4
Invesco
Georgia
$2.23M 226,826 +51,742 +30%
SFS
5
Shaker Financial Services
Virginia
$1.9M 193,546 +23,065 +14%
Morgan Stanley
6
Morgan Stanley
New York
$1.8M 183,129 -17,368 -9%
WAM
7
Wolverine Asset Management
Illinois
$1.05M 107,174 +82,720 +338%
GC
8
Guggenheim Capital
Illinois
$997K 101,621 +22,230 +28%
Bank of America
9
Bank of America
North Carolina
$901K 91,863 +8,035 +10%
1CP
10
1607 Capital Partners
Virginia
$855K 87,205 +17,000 +24%
CA
11
Cetera Advisors
Colorado
$454K 46,483 +3,580 +8%
LPL Financial
12
LPL Financial
California
$344K 35,021 +17,323 +98%
SG Americas Securities
13
SG Americas Securities
New York
$299K 30,476 +30,476 New
UBS Group
14
UBS Group
Switzerland
$226K 23,038 +23,038 New
WCM
15
Windsor Capital Management
Arizona
$211K 21,480 -5,481 -20%
Mariner
16
Mariner
Kansas
$207K 21,111 +4,455 +27%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$182K 18,571 -812 -4%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$179K 18,212 -804 -4%
LCM
19
Landscape Capital Management
New Jersey
$147K 14,998 -696 -4%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$59K 5,944 +1,201 +25%
BC
21
Bartlett & Co
Ohio
$43K 4,400 – –
MSFP
22
Mark Sheptoff Financial Planning
Connecticut
$39K 3,971 – –
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$38K 3,952 – –
Creative Planning
24
Creative Planning
Kansas
$26K 2,600 – –
Citigroup
25
Citigroup
New York
$25K 2,581 -1,014 -28%
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