Investment Centers of America’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Investment Centers of America’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-19,248	Closed	-$187K	–	450
2014 Q3	$187K	Buy	+19,248	New	+$196K	0.03%	389
2014 Q2	–	Sell	-25,082	Closed	-$261K	–	433
2014 Q1	$261K	Buy	25,082 +6,630	+36%	+$68.8K	0.05%	294
2013 Q4	$192K	Sell	18,452 -6,630	-26%	-$67.4K	0.09%	229
2013 Q3	$261K	Buy	+25,082	New	+$260K	0.05%	297

Other funds holding DUC

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.66% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Investment Centers of America's DUC Position: Q4 2014 in Review

Investment Centers of America sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2014, closing a stake of 19,248 shares — an estimated $187K sold.

Investment Centers of America first reported a position in DUC in Q3 2013 and held it in 4 quarters. The position peaked at $261K in Q1 2014. 35 funds tracked by Wall St. Rank hold DUC as of Q4 2014.

Investment Centers of America reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2014 after selling out during the quarter.
Investment Centers of America sold 19,248 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2014, an estimated $187K.
Investment Centers of America first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q3 2013 and held it in 4 quarters.
Investment Centers of America's Duff & Phelps Utility & Corporate Bond Trust position peaked at $261K in Q1 2014.
35 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2014.

Based on Investment Centers of America's 13F filing for Q4 2014, filed 6 Feb 2015.