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DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Delisted

DUC was delisted on the 5th of March, 2021.

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0 hedge funds and large institutions have $0 invested in Duff & Phelps Utility & Corporate Bond Trust in 2021 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 0 increasing their positions, 0 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% less funds holding

Funds holding: 36 → 0 (-36)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

100% less capital invested

Capital invested by funds: $171M → $0 (-$171M)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 36

Holders
–
Holders Change
-36
Holders Change %
-100%
% of All Funds
–
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
–
Increased
–
Reduced
–
Closed
36
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
-$103M
2
SIA
Sit Investment Associates
Minnesota
-$19.3M
3
1CP
1607 Capital Partners
Virginia
-$17.3M
4
Wells Fargo
Wells Fargo
California
-$10.6M
5
RCM
Rivernorth Capital Management
Florida
-$7.94M
Name Holding Trade Value Shares
Change 		Change in
Stake
KIM
1
Karpus Investment Management
New York
– -$103M -10,321,868 Closed
SIA
2
Sit Investment Associates
Minnesota
– -$19.3M -1,925,513 Closed
1CP
3
1607 Capital Partners
Virginia
– -$17.3M -1,726,277 Closed
Wells Fargo
4
Wells Fargo
California
– -$10.6M -1,061,991 Closed
RCM
5
Rivernorth Capital Management
Florida
– -$7.94M -792,473 Closed
CCP
6
Clough Capital Partners
Massachusetts
– -$3.26M -325,100 Closed
Lido Advisors
7
Lido Advisors
California
– -$1.46M -146,206 Closed
DWM
8
Dakota Wealth Management
Florida
– -$1.21M -120,975 Closed
GC
9
Guggenheim Capital
Illinois
– -$914K -91,232 Closed
Bank of America
10
Bank of America
North Carolina
– -$909K -90,746 Closed
Morgan Stanley
11
Morgan Stanley
New York
– -$708K -70,616 Closed
SCM
12
Saba Capital Management
New York
– -$442K -44,100 Closed
UBS Group
13
UBS Group
Switzerland
– -$417K -41,570 Closed
GCP
14
Gill Capital Partners
Colorado
– -$395K -39,464 Closed
LPL Financial
15
LPL Financial
California
– -$394K -39,287 Closed
Invesco
16
Invesco
Georgia
– -$364K -36,345 Closed
KA
17
Kovack Advisors
Florida
– -$296K -29,500 Closed
FNT
18
First Nebraska Trust
Nebraska
– -$195K -19,425 Closed
Fiera Capital (Canada)
19
Fiera Capital (Canada)
Quebec, Canada
– -$187K -18,703 Closed
Millennium Management
20
Millennium Management
New York
– -$160K -15,982 Closed
RFM
21
Royal Fund Management
Florida
– -$139K -13,949 Closed
DAS
22
Dynamic Advisor Solutions
Arizona
– -$132K -13,125 Closed
Franklin Resources
23
Franklin Resources
California
– -$130K -13,000 Closed
HKAM
24
Horizon Kinetics Asset Management
New York
– -$124K -12,425 Closed
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
– -$110K -11,019 Closed
1
2

DUC Hedge Fund Activity: Q1 2021 in Review

0 of the 5,696 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q1 2021, worth a combined $0 — down 100% from $171M a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of DUC and 0 opened new positions — a net loss of 36 holders — while 0 trimmed existing stakes and 0 added.

The largest seller was Karpus Investment Management, exiting entirely with an estimated $103M sold.

  • 0 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q1 2021, down from 36 in Q4 2020.
  • Funds reported $0 of Duff & Phelps Utility & Corporate Bond Trust stock for Q1 2021, down 100% quarter-over-quarter.
  • 0 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q1 2021 and 36 closed out, a net change of -36 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q1 2021 was Karpus Investment Management, an estimated $103M sold.

Based on aggregated 13F filings for Q1 2021.