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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

42 hedge funds and large institutions have $119M invested in Duff & Phelps Utility & Corporate Bond Trust in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

2% more funds holding

Funds holding: 4142 (+1)

1% more capital invested

Capital invested by funds: $117M → $119M (+$1.45M)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
10
Reduced
11
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$32.9M +$1.04M +122,235 +3%
KIM
2
Karpus Investment Management
New York
$31.7M +$2.28M +267,978 +8%
SIA
3
Sit Investment Associates
Minnesota
$31.6M -$1.68M -197,600 -5%
1CP
4
1607 Capital Partners
Virginia
$10.4M -$116K -13,600 -1%
Invesco
5
Invesco
Georgia
$2.67M +$368K +43,340 +16%
BI
6
Bulldog Investors
New Jersey
$2.01M +$2.03M +239,191 New
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.2M -$15.6K -1,833 -1%
GC
8
Guggenheim Capital
Illinois
$1.05M -$52.5K -6,178 -5%
IA
9
Icon Advisers
Colorado
$942K +$659K +77,534 +223%
SFS
10
Shaker Financial Services
Virginia
$633K +$641K +75,390 New
Bank of America
11
Bank of America
North Carolina
$604K -$33.9K -3,988 -5%
DWM
12
Dakota Wealth Management
Florida
$489K +$495K +58,281 New
UBS Group
13
UBS Group
Switzerland
$426K +$47K +5,529 +12%
Morgan Stanley
14
Morgan Stanley
New York
$243K -$16.9K -1,988 -6%
LPL Financial
15
LPL Financial
California
$237K +$21K +2,470 +10%
CWM
16
Cornerstone Wealth Management
Missouri
$211K +$961 +113 +6%
FNT
17
First Nebraska Trust
Nebraska
$161K -$995 -117 -0.6%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$137K -$4.15K -488 -3%
CA
19
Cetera Advisors
Colorado
$136K -$43K -5,057 -24%
HK
20
Horizon Kinetics
New York
$120K
TSS
21
Two Sigma Securities
New York
$113K +$115K +13,482 New
HSA
22
HBK Sorce Advisory
Pennsylvania
$108K
Mariner
23
Mariner
Kansas
$104K +$425 +50 +0.4%
SG Americas Securities
24
SG Americas Securities
New York
$103K +$105K +12,316 New
LCM
25
Landscape Capital Management
New Jersey
$101K +$103K +12,077 New

DUC Hedge Fund Activity: Q3 2018 in Review

42 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q3 2018, worth a combined $119M — up 1.2% from $117M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DUC positions and 7 closed out — a net gain of 1 holder — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $2.28M. The largest seller was Sit Investment Associates, cutting an estimated $1.68M.

  • 42 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q3 2018, up from 41 in Q2 2018.
  • Funds reported $119M of Duff & Phelps Utility & Corporate Bond Trust stock for Q3 2018, up 1.2% quarter-over-quarter.
  • 8 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q3 2018 and 7 closed out, a net change of +1 holder.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q3 2018 was Karpus Investment Management, an estimated $2.28M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q3 2018 was Sit Investment Associates, an estimated $1.68M sold.

Based on aggregated 13F filings for Q3 2018.