Bulldog Investors’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Bulldog Investors’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-153,517	Closed	-$1.34K	–	173
2019 Q2	$1.34K	Sell	153,517 -118,361	-44%	-$1.02M	0.42%	52
2019 Q1	$2.34M	Sell	271,878 -54,879	-17%	-$460K	1.04%	29
2018 Q4	$2.68M	Buy	326,757 +87,566	+37%	+$717K	1.01%	33
2018 Q3	$2.01M	Buy	+239,191	New	+$2.03M	0.56%	50

Other funds holding DUC

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

DWM

Dakota Wealth Management Palm Beach Gardens, Florida $5.24B AUM 38.12% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bulldog Investors's DUC Position: Q3 2019 in Review

Bulldog Investors sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q3 2019, closing a stake of 153,517 shares — an estimated $1.34K sold.

Bulldog Investors first reported a position in DUC in Q3 2018 and held it in 4 quarters. The position peaked at $2.68M in Q4 2018. 39 funds tracked by Wall St. Rank hold DUC as of Q3 2019.

Bulldog Investors reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q3 2019 after selling out during the quarter.
Bulldog Investors sold 153,517 Duff & Phelps Utility & Corporate Bond Trust shares in Q3 2019, an estimated $1.34K.
Bulldog Investors first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q3 2018 and held it in 4 quarters.
Bulldog Investors's Duff & Phelps Utility & Corporate Bond Trust position peaked at $2.68M in Q4 2018.
39 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q3 2019.

Based on Bulldog Investors's 13F filing for Q3 2019, filed 14 Nov 2019.