DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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38 hedge funds and large institutions have $149M invested in Duff & Phelps Utility & Corporate Bond Trust in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
0.83%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
9
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$67.9M
2
Invesco
2
Invesco
Georgia
$2.83M
3
IA
3
Icon Advisers
Colorado
$4.79M
4
1CP
4
1607 Capital Partners
Virginia
$16.3M
5
DWM
5
Dakota Wealth Management
Florida
$944K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$14.2M
2
SIA
2
Sit Investment Associates
Minnesota
$36.7M
3
TJHA
3
Thomas J. Herzfeld Advisors
Florida
$185K
4
SFS
4
Shaker Financial Services
Virginia
$429K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$431K
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$67.9M 7,337,896 +2,672,319 +57%
SIA
2
Sit Investment Associates
Minnesota
$36.7M 3,966,599 -105,527 -3%
1CP
3
1607 Capital Partners
Virginia
$16.3M 1,764,451 +90,700 +5%
Wells Fargo
4
Wells Fargo
California
$14.2M 1,530,769 -2,388,301 -61%
IA
5
Icon Advisers
Colorado
$4.79M 518,299 +172,816 +50%
Invesco
6
Invesco
Georgia
$2.83M 305,459 +305,459 New
GC
7
Guggenheim Capital
Illinois
$1.4M 150,900 +22,533 +18%
DWM
8
Dakota Wealth Management
Florida
$944K 102,081 +34,200 +50%
UBS Group
9
UBS Group
Switzerland
$603K 65,132 -13,718 -17%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$431K 46,562 -22,747 -33%
SFS
11
Shaker Financial Services
Virginia
$429K 46,356 -50,242 -52%
Lido Advisors
12
Lido Advisors
California
$373K 40,355 -3,576 -8%
Morgan Stanley
13
Morgan Stanley
New York
$359K 38,860 +5,664 +17%
LPL Financial
14
LPL Financial
California
$346K 37,396 -1,044 -3%
Bank of America
15
Bank of America
North Carolina
$314K 33,948 -170 -0.5%
FHA
16
First Horizon Advisors
Tennessee
$239K 25,875 – –
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$185K 20,049 -58,140 -74%
Fiera Capital (Canada)
18
Fiera Capital (Canada)
Quebec, Canada
$178K 19,289 +19,289 New
RFM
19
Royal Fund Management
Florida
$129K 13,949 – –
HSA
20
HBK Sorce Advisory
Pennsylvania
$116K 12,500 -400 -3%
HKAM
21
Horizon Kinetics Asset Management
New York
$115K 12,425 – –
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$113K 12,189 +141 +1%
MSFP
23
Mark Sheptoff Financial Planning
Connecticut
$37K 3,971 – –
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$37K 3,972 – –
FIA
25
FNY Investment Advisers
New York
$32K 3,498 -18,511 -84%
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