DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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35 hedge funds and large institutions have $171M invested in Duff & Phelps Utility & Corporate Bond Trust in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 11 reducing their positions, and 8 closing their positions.

Holders
35
Holders Change
-3
Holders Change %
-7.89%
% of All Funds
0.62%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
6
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$19.3M
2
RCM
2
Rivernorth Capital Management
Florida
$7.94M
3
CCP
3
Clough Capital Partners
Massachusetts
$3.26M
4
SCM
4
Saba Capital Management
New York
$442K
5
Lido Advisors
5
Lido Advisors
California
$1.46M

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$103M
2
SCM
2
Shelton Capital Management
Colorado
$0
3
IA
3
Icon Advisers
Colorado
$0
4
Wells Fargo
4
Wells Fargo
California
$10.6M
5
SFS
5
Shaker Financial Services
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
KIM
1
Karpus Investment Management
New York
$103M 10,321,868 -567,779 -5%
SIA
2
Sit Investment Associates
Minnesota
$19.3M 1,925,513 +509,242 +36%
1CP
3
1607 Capital Partners
Virginia
$17.3M 1,726,277 -18,442 -1%
Wells Fargo
4
Wells Fargo
California
$10.6M 1,061,991 -60,117 -5%
RCM
5
Rivernorth Capital Management
Florida
$7.94M 792,473 +364,832 +85%
CCP
6
Clough Capital Partners
Massachusetts
$3.26M 325,100 +325,100 New
Lido Advisors
7
Lido Advisors
California
$1.46M 146,206 +42,806 +41%
DWM
8
Dakota Wealth Management
Florida
$1.21M 120,975 – –
GC
9
Guggenheim Capital
Illinois
$914K 91,232 -44,934 -33%
Bank of America
10
Bank of America
North Carolina
$909K 90,746 -10,266 -10%
Morgan Stanley
11
Morgan Stanley
New York
$708K 70,616 +6,665 +10%
SCM
12
Saba Capital Management
New York
$442K 44,100 +44,100 New
UBS Group
13
UBS Group
Switzerland
$417K 41,570 -4,101 -9%
GCP
14
Gill Capital Partners
Colorado
$395K 39,464 -8,032 -17%
LPL Financial
15
LPL Financial
California
$394K 39,287 +1,743 +5%
Invesco
16
Invesco
Georgia
$364K 36,345 -1,068 -3%
KA
17
Kovack Advisors
Florida
$296K 29,500 – –
Fiera Capital (Canada)
18
Fiera Capital (Canada)
Quebec, Canada
$187K 18,703 -7,630 -29%
Millennium Management
19
Millennium Management
New York
$160K 15,982 -25,960 -62%
RFM
20
Royal Fund Management
Florida
$139K 13,949 – –
DAS
21
Dynamic Advisor Solutions
Arizona
$132K 13,125 +2,001 +18%
Franklin Resources
22
Franklin Resources
California
$130K 13,000 – –
HKAM
23
Horizon Kinetics Asset Management
New York
$124K 12,425 – –
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$110K 11,019 +11,019 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$43K 4,339 – –
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