DUC

Duff & Phelps Utility & Corporate Bond Trust
DUC

Overview Fund Activity
Delisted

DUC was delisted on the 5th of March, 2021.

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37 hedge funds and large institutions have $80.5M invested in Duff & Phelps Utility & Corporate Bond Trust in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
37
Holders Change
+6
Holders Change %
+19.35%
% of All Funds
0.97%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
14
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$22.7M
2
1CP
2
1607 Capital Partners
Virginia
$4.56M
3
Wells Fargo
3
Wells Fargo
California
$13.3M
4
PCP
4
Proficio Capital Partners
Massachusetts
$1.09M
5
LCM
5
Laurion Capital Management
New York
$584K

Top Sellers

1
SIA
1
Sit Investment Associates
Minnesota
$30.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$868K
3
GC
3
Guggenheim Capital
Illinois
$767K
4
UFA
4
US Financial Advisors
Massachusetts
$0
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SIA
1
Sit Investment Associates
Minnesota
$30.5M 3,318,233 -185,894 -5%
KIM
2
Karpus Investment Management
New York
$22.7M 2,464,951 +272,493 +12%
Wells Fargo
3
Wells Fargo
California
$13.3M 1,444,271 +169,240 +13%
1CP
4
1607 Capital Partners
Virginia
$4.56M 496,226 +173,337 +54%
Invesco
5
Invesco
Georgia
$1.95M 212,109 +17,560 +9%
PCP
6
Proficio Capital Partners
Massachusetts
$1.09M 118,524 +118,524 New
Morgan Stanley
7
Morgan Stanley
New York
$868K 94,539 -16,947 -15%
Bank of America
8
Bank of America
North Carolina
$845K 91,933 -496 -0.5%
GC
9
Guggenheim Capital
Illinois
$767K 83,401 -5,180 -6%
LPL Financial
10
LPL Financial
California
$649K 70,002 +34,387 +97%
LCM
11
Laurion Capital Management
New York
$584K 63,532 +63,532 New
HighTower Advisors
12
HighTower Advisors
Illinois
$311K 33,900 – –
CA
13
Cetera Advisors
Colorado
$307K 33,343 +11,434 +52%
LCM
14
Landscape Capital Management
New Jersey
$280K 30,490 +15,180 +99%
MA
15
Menlo Advisors
California
$254K 27,705 +27,705 New
Mariner
16
Mariner
Kansas
$201K 21,877 +214 +1%
SG Americas Securities
17
SG Americas Securities
New York
$191K 20,825 +20,825 New
HK
18
Horizon Kinetics
New York
$179K 19,500 +19,500 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$170K 18,552 -993 -5%
UBS Group
20
UBS Group
Switzerland
$165K 17,978 +4,226 +31%
VKH
21
Virtu KCG Holdings
New York
$145K 15,793 +15,793 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$138K 15,108 +273 +2%
WCM
23
Windsor Capital Management
Arizona
$128K 13,982 +23 +0.2%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$52K 5,721 +92 +2%
MSFP
25
Mark Sheptoff Financial Planning
Connecticut
$36K 3,971 – –
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