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DUC

Duff & Phelps Utility & Corporate Bond Trust

Delisted

DUC was delisted on the 5th of March, 2021.

38 hedge funds and large institutions have $80.6M invested in Duff & Phelps Utility & Corporate Bond Trust in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

19% more funds holding

Funds holding: 3238 (+6)

6% more capital invested

Capital invested by funds: $76.1M → $80.6M (+$4.57M)

Holders
38
Holders Change
+6
Holders Change %
+18.75%
% of All Funds
1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
14
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$30.5M -$1.73M -185,894 -5%
KIM
2
Karpus Investment Management
New York
$22.7M +$2.54M +272,493 +12%
Wells Fargo
3
Wells Fargo
California
$13.3M +$1.58M +169,240 +13%
1CP
4
1607 Capital Partners
Virginia
$4.56M +$1.62M +173,337 +54%
Invesco
5
Invesco
Georgia
$1.95M +$164K +17,560 +9%
PCP
6
Proficio Capital Partners
Massachusetts
$1.09M +$1.11M +118,524 New
Morgan Stanley
7
Morgan Stanley
New York
$868K -$158K -16,947 -15%
Bank of America
8
Bank of America
North Carolina
$845K -$4.63K -496 -0.5%
GC
9
Guggenheim Capital
Illinois
$767K -$48.3K -5,180 -6%
LPL Financial
10
LPL Financial
California
$649K +$321K +34,387 +97%
LCM
11
Laurion Capital Management
New York
$584K +$593K +63,532 New
HighTower Advisors
12
HighTower Advisors
Illinois
$311K
CA
13
Cetera Advisors
Colorado
$307K +$107K +11,434 +52%
LCM
14
Landscape Capital Management
New Jersey
$280K +$142K +15,180 +99%
MA
15
Menlo Advisors
California
$254K +$258K +27,705 New
Mariner
16
Mariner
Kansas
$201K +$2K +214 +1%
FNT
17
First Nebraska Trust
Nebraska
$195K -$12.1K -1,300 -6%
SG Americas Securities
18
SG Americas Securities
New York
$191K +$194K +20,825 New
HK
19
Horizon Kinetics
New York
$179K +$182K +19,500 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$170K -$9.26K -993 -5%
UBS Group
21
UBS Group
Switzerland
$165K +$39.4K +4,226 +31%
VKH
22
Virtu KCG Holdings
New York
$145K +$147K +15,793 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$138K +$2.55K +273 +2%
WCM
24
Windsor Capital Management
Arizona
$128K +$215 +23 +0.2%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$52K +$858 +92 +2%

DUC Hedge Fund Activity: Q4 2015 in Review

38 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility & Corporate Bond Trust (DUC) for Q4 2015, worth a combined $80.6M — up 6% from $76.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new DUC positions and 5 closed out — a net gain of 6 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Karpus Investment Management, adding an estimated $2.54M. The largest seller was Sit Investment Associates, cutting an estimated $1.73M.

  • 38 institutional investors held Duff & Phelps Utility & Corporate Bond Trust (DUC) as of Q4 2015, up from 32 in Q3 2015.
  • Funds reported $80.6M of Duff & Phelps Utility & Corporate Bond Trust stock for Q4 2015, up 6% quarter-over-quarter.
  • 11 funds opened new Duff & Phelps Utility & Corporate Bond Trust positions in Q4 2015 and 5 closed out, a net change of +6 holders.
  • The largest Duff & Phelps Utility & Corporate Bond Trust buyer in Q4 2015 was Karpus Investment Management, an estimated $2.54M added.
  • The largest Duff & Phelps Utility & Corporate Bond Trust seller in Q4 2015 was Sit Investment Associates, an estimated $1.73M sold.

Based on aggregated 13F filings for Q4 2015.