Creative Planning’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Creative Planning’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-494	Closed	-$5K	–	4139
2017 Q2	$5K	Buy	+494	New	+$4.57K	﹤0.01%	4030
2015 Q4	–	Sell	-2,000	Closed	-$19K	–	4663
2015 Q3	$19K	Buy	+2,000	New	+$18.7K	﹤0.01%	2776
2015 Q2	–	Sell	-2,600	Closed	-$25K	–	3403
2015 Q1	$25K	Hold	2,600	–	–	﹤0.01%	2563
2014 Q4	$26K	Hold	2,600	–	–	﹤0.01%	2477
2014 Q3	$25K	Hold	2,600	–	–	﹤0.01%	2397
2014 Q2	$27K	Hold	2,600	–	–	﹤0.01%	2312
2014 Q1	$27K	Sell	2,600 -3,900	-60%	-$40.5K	﹤0.01%	2206
2013 Q4	$65K	Buy	6,500 +4,400	+210%	+$44.7K	﹤0.01%	1438
2013 Q3	$22K	Sell	2,100 -1,706	-45%	-$17.7K	﹤0.01%	2046
2013 Q2	$42K	Buy	+3,806	New	+$45.3K	﹤0.01%	1476

Other funds holding DUC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

PCP

Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Creative Planning's DUC Position: Q3 2017 in Review

Creative Planning sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q3 2017, closing a stake of 494 shares — an estimated $5K sold.

Creative Planning first reported a position in DUC in Q2 2013 and held it in 10 quarters. The position peaked at $65K in Q4 2013. 34 funds tracked by Wall St. Rank hold DUC as of Q3 2017.

Creative Planning reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q3 2017 after selling out during the quarter.
Creative Planning sold 494 Duff & Phelps Utility & Corporate Bond Trust shares in Q3 2017, an estimated $5K.
Creative Planning first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and held it in 10 quarters.
Creative Planning's Duff & Phelps Utility & Corporate Bond Trust position peaked at $65K in Q4 2013.
34 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q3 2017.

Based on Creative Planning's 13F filing for Q3 2017, filed 17 Oct 2017.