CA
DUC

Cetera Advisors’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Cetera Advisors’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q1 		– Sell
-12,694
Closed -$105K – 1306
2018
Q4 		$105K Sell
12,694
-3,308
-21% -$27.1K 0.01% 807
2018
Q3 		$136K Sell
16,002
-5,057
-24% -$43K 0.01% 911
2018
Q2 		$184K Buy
+21,059
New +$179K 0.01% 811
2018
Q1 		– Sell
-23,670
Closed -$211K – 888
2017
Q4 		$211K Sell
23,670
-1,405
-6% -$12.7K 0.01% 698
2017
Q3 		$227K Buy
25,075
+1,268
+5% +$11.7K 0.01% 709
2017
Q2 		$216K Sell
23,807
-2,437
-9% -$22.5K 0.01% 708
2017
Q1 		$241K Sell
26,244
-750
-3% -$6.99K 0.02% 644
2016
Q4 		$255K Sell
26,994
-1,299
-5% -$12.1K 0.02% 562
2016
Q3 		$277K Sell
28,293
-1,220
-4% -$11.9K 0.02% 578
2016
Q2 		$288K Sell
29,513
-945
-3% -$9.11K 0.02% 574
2016
Q1 		$296K Sell
30,458
-2,885
-9% -$26.8K 0.02% 529
2015
Q4 		$307K Buy
33,343
+11,434
+52% +$107K 0.03% 528
2015
Q3 		$207K Sell
21,909
-715
-3% -$6.69K 0.02% 597
2015
Q2 		$211K Sell
22,624
-1,915
-8% -$18.4K 0.02% 637
2015
Q1 		$238K Sell
24,539
-21,944
-47% -$214K 0.02% 576
2014
Q4 		$454K Buy
46,483
+3,580
+8% +$35.2K 0.04% 387
2014
Q3 		$420K Sell
42,903
-787
-2% -$8.02K 0.03% 383
2014
Q2 		$456K Sell
43,690
-16,345
-27% -$171K 0.05% 367
2014
Q1 		$621K Sell
60,035
-4,835
-7% -$50.2K 0.09% 256
2013
Q4 		$653K Sell
64,870
-5,553
-8% -$56.5K 0.1% 235
2013
Q3 		$735K Sell
70,423
-840
-1% -$8.7K 0.13% 174
2013
Q2 		$778K Buy
+71,263
New +$849K 0.16% 163

Other funds holding DUC

KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
IA
Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Lido Advisors
Lido Advisors Los Angeles, California $32.7B AUM 19.2% 1-Year Est. Return

Cetera Advisors's DUC Position: Q1 2019 in Review

Cetera Advisors sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q1 2019, closing a stake of 12,694 shares — an estimated $105K sold.

Cetera Advisors first reported a position in DUC in Q2 2013 and held it in 22 quarters. The position peaked at $778K in Q2 2013. 36 funds tracked by Wall St. Rank hold DUC as of Q1 2019.

  • Cetera Advisors reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q1 2019 after selling out during the quarter.
  • Cetera Advisors sold 12,694 Duff & Phelps Utility & Corporate Bond Trust shares in Q1 2019, an estimated $105K.
  • Cetera Advisors first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and held it in 22 quarters.
  • Cetera Advisors's Duff & Phelps Utility & Corporate Bond Trust position peaked at $778K in Q2 2013.
  • 36 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q1 2019.

Based on Cetera Advisors's 13F filing for Q1 2019, filed 6 May 2019.