WCM
DUC

Windsor Capital Management’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

Windsor Capital Management’s Portfolio DUC Stock Details DUC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-11,509
Closed -$112K – 117
2016
Q3 		$112K Sell
11,509
-1,311
-10% -$12.8K 0.06% 112
2016
Q2 		$124K Sell
12,820
-1,187
-8% -$11.4K 0.07% 102
2016
Q1 		$134K Buy
14,007
+25
+0.2% +$232 0.08% 105
2015
Q4 		$128K Buy
13,982
+23
+0.2% +$215 0.08% 107
2015
Q3 		$132K Buy
13,959
+24
+0.2% +$225 0.08% 114
2015
Q2 		$130K Sell
13,935
-2,558
-16% -$24.5K 0.08% 104
2015
Q1 		$161K Sell
16,493
-4,987
-23% -$48.6K 0.09% 101
2014
Q4 		$211K Sell
21,480
-5,481
-20% -$53.9K 0.12% 97
2014
Q3 		$264K Sell
26,961
-1,099
-4% -$11.2K 0.15% 79
2014
Q2 		$294K Sell
28,060
-7,176
-20% -$75.1K 0.16% 75
2014
Q1 		$364K Sell
35,236
-304
-0.9% -$3.15K 0.22% 62
2013
Q4 		$356K Buy
35,540
+58
+0.2% +$590 0.21% 59
2013
Q3 		$370K Sell
35,482
-1,877
-5% -$19.4K 0.21% 60
2013
Q2 		$409K Buy
+37,359
New +$445K 0.25% 56

Other funds holding DUC

SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
PCP
Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Fiera Capital (Canada)
Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Windsor Capital Management's DUC Position: Q4 2016 in Review

Windsor Capital Management sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q4 2016, closing a stake of 11,509 shares — an estimated $112K sold.

Windsor Capital Management first reported a position in DUC in Q2 2013 and held it in 14 quarters. The position peaked at $409K in Q2 2013. 36 funds tracked by Wall St. Rank hold DUC as of Q4 2016.

  • Windsor Capital Management reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q4 2016 after selling out during the quarter.
  • Windsor Capital Management sold 11,509 Duff & Phelps Utility & Corporate Bond Trust shares in Q4 2016, an estimated $112K.
  • Windsor Capital Management first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q2 2013 and held it in 14 quarters.
  • Windsor Capital Management's Duff & Phelps Utility & Corporate Bond Trust position peaked at $409K in Q2 2013.
  • 36 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q4 2016.

Based on Windsor Capital Management's 13F filing for Q4 2016, filed 10 Feb 2017.