SeaBridge Investment Advisors’s Duff & Phelps Utility & Corporate Bond Trust DUC Stock Holding History

SeaBridge Investment Advisors’s Portfolio DUC Stock Details DUC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-120	Closed	-$1K	–	274
2017 Q2	$1K	Hold	120	–	–	﹤0.01%	259
2017 Q1	$1K	Buy	+120	New	+$1.12K	﹤0.01%	254
2016 Q4	–	Sell	-158,370	Closed	-$1.55M	–	271
2016 Q3	$1.55M	Hold	158,370	–	–	0.38%	84
2016 Q2	$1.54M	Buy	158,370 +7,840	+5%	+$75.5K	0.39%	82
2016 Q1	$1.45M	Buy	+150,530	New	+$1.4M	0.35%	85

Other funds holding DUC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

PCP

Proficio Capital Partners Newton, Massachusetts $1.87B AUM 30.54% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SeaBridge Investment Advisors's DUC Position: Q3 2017 in Review

SeaBridge Investment Advisors sold out of Duff & Phelps Utility & Corporate Bond Trust (DUC) in Q3 2017, closing a stake of 120 shares — an estimated $1K sold.

SeaBridge Investment Advisors first reported a position in DUC in Q1 2016 and held it in 5 quarters. The position peaked at $1.55M in Q3 2016. 34 funds tracked by Wall St. Rank hold DUC as of Q3 2017.

SeaBridge Investment Advisors reported no remaining Duff & Phelps Utility & Corporate Bond Trust position as of Q3 2017 after selling out during the quarter.
SeaBridge Investment Advisors sold 120 Duff & Phelps Utility & Corporate Bond Trust shares in Q3 2017, an estimated $1K.
SeaBridge Investment Advisors first reported a position in Duff & Phelps Utility & Corporate Bond Trust in Q1 2016 and held it in 5 quarters.
SeaBridge Investment Advisors's Duff & Phelps Utility & Corporate Bond Trust position peaked at $1.55M in Q3 2016.
34 funds tracked by Wall St. Rank held Duff & Phelps Utility & Corporate Bond Trust as of Q3 2017.

Based on SeaBridge Investment Advisors's 13F filing for Q3 2017, filed 19 Oct 2017.