Thomas J. Herzfeld Advisors’s Western Asset Variable Rate Strategic Fund, Inc GFY Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio GFY Stock Details GFY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-982	Closed	-$16K	–	270
2019 Q3	$16K	Hold	982	–	–	0.01%	177
2019 Q2	$16K	Sell	982 -326	-25%	-$5.25K	0.01%	192
2019 Q1	$21K	Hold	1,308	–	–	0.01%	208
2018 Q4	$20K	Hold	1,308	–	–	0.01%	211
2018 Q3	$22K	Buy	+1,308	New	+$21.5K	0.01%	196

Other funds holding GFY

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

WCM

WealthBridge Capital Management Westerville, Ohio $503M AUM 26.74% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $7.99B AUM 21.6% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

9WM

9258 Wealth Management Blue Ash, Ohio $677M AUM 39.46% 1-Year Est. Return

Thomas J. Herzfeld Advisors's GFY Position: Q4 2019 in Review

Thomas J. Herzfeld Advisors sold out of Western Asset Variable Rate Strategic Fund, Inc (GFY) in Q4 2019, closing a stake of 982 shares — an estimated $16K sold.

Thomas J. Herzfeld Advisors first reported a position in GFY in Q3 2018 and held it in 5 quarters. The position peaked at $22K in Q3 2018. 12 funds tracked by Wall St. Rank hold GFY as of Q4 2019.

Thomas J. Herzfeld Advisors reported no remaining Western Asset Variable Rate Strategic Fund, Inc position as of Q4 2019 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 982 Western Asset Variable Rate Strategic Fund, Inc shares in Q4 2019, an estimated $16K.
Thomas J. Herzfeld Advisors first reported a position in Western Asset Variable Rate Strategic Fund, Inc in Q3 2018 and held it in 5 quarters.
Thomas J. Herzfeld Advisors's Western Asset Variable Rate Strategic Fund, Inc position peaked at $22K in Q3 2018.
12 funds tracked by Wall St. Rank held Western Asset Variable Rate Strategic Fund, Inc as of Q4 2019.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.