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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$271M
AUM Growth
+$8.57M
Cap. Flow
+$9.06M
Cap. Flow %
3.34%
Top 10 Hldgs %
44.42%
Holding
286
New
20
Increased
81
Reduced
70
Closed
29

Top Buys

Rank Stock Value
1
OCCI
OFS Credit Co
OCCI
+$3.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.84M
3
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$2.75M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.53M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.25M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.66M
3
JEQ
abrdn Japan Equity Fund
JEQ
+$1.6M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.32M
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 9.14%
2 Industrials 4.73%
3 Consumer Discretionary 4.28%
4 Real Estate 1.61%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNS icon
251
Scotiabank
BNS
$105B
$4K ﹤0.01%
+73
New +$3.92K
TRV icon
252
Travelers Companies
TRV
$81.1B
$4K ﹤0.01%
29
– –
GWPH
253
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4K ﹤0.01%
32
– –
SKM icon
254
SK Telecom
SKM
$11.4B
$3K ﹤0.01%
93
– –
XOM icon
255
ExxonMobil
XOM
$650B
$3K ﹤0.01%
45
-28
-38% -$2.02K
NXR
256
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$3K ﹤0.01%
186
-27,402
-99% -$433K
NBO
257
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$3K ﹤0.01%
241
– –
ABEV icon
258
Ambev
ABEV
$47.9B
– –
-7,250
Closed -$34K
ADP icon
259
Automatic Data Processing
ADP
$109B
– –
-38
Closed -$6K
BHP icon
260
BHP
BHP
$211B
– –
-238
Closed -$12K
CNQ icon
261
Canadian Natural Resources
CNQ
$96.9B
– –
-296
Closed -$4K
DBL
262
DoubleLine Opportunistic Credit Fund
DBL
$278M
– –
-56
Closed -$1K
DFP
263
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$424M
– –
-815
Closed -$20K
DMF
264
DELISTED
BNY Mellon Municipal Income
DMF
– –
-5,000
Closed -$43K
EOS
265
Eaton Vance Enhance Equity Income Fund II
EOS
$1.11B
– –
-2,396
Closed -$41K
FLC
266
Flaherty & Crumrine Total Return Fund
FLC
$173M
– –
-4,361
Closed -$88K
FPF
267
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-969
Closed -$22K
HIX
268
Western Asset High Income Fund II
HIX
$347M
– –
-24,805
Closed -$174K
JPI
269
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-4,456
Closed -$106K
NKX icon
270
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$649M
– –
-10,000
Closed -$146K
NMT icon
271
Nuveen Massachusetts Quality Municipal Income Fund
NMT
$127M
– –
-2,983
Closed -$39K
NXP icon
272
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
– –
-5,386
Closed -$82K
PCK
273
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-4,600
Closed -$44K
PNC icon
274
PNC Financial Services
PNC
$99.1B
– –
-47
Closed -$6K
TIP icon
275
iShares TIPS Bond ETF
TIP
$14.5B
– –
-410
Closed -$47K
8 9 10
11
12

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DMBA
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CWA
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Thomas J. Herzfeld Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Thomas J. Herzfeld Advisors held 286 positions worth $271M, up 3.3% from $263M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.06M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $7.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2019 buy was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.
  • Thomas J. Herzfeld Advisors added most to OFS Credit Co in Q3 2019, an estimated $3.59M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $7.25M.
  • Thomas J. Herzfeld Advisors fully exited Salient Midstream & MLP Fund in Q3 2019, selling an estimated $1.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $271M portfolio in Q3 2019.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 29 in Q3 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.3% quarter-over-quarter to $271M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.