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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$199M
AUM Growth
+$19.3M
Cap. Flow
+$23.1M
Cap. Flow %
11.59%
Top 10 Hldgs %
27.21%
Holding
366
New
86
Increased
85
Reduced
36
Closed
58

Top Buys

Rank Stock Value
1
THQ
abrdn Healthcare Opportunities Fund
THQ
+$4.29M
2
BST icon
BlackRock Science and Technology Trust
BST
+$2.59M
3
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$2.52M
4
SMM
Salient Midstream & MLP Fund
SMM
+$2.46M
5
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$1.65M

Top Sells

Rank Stock Value
1
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.04M
2
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$1.82M
3
NIE
Virtus Equity & Convertible Income Fund
NIE
+$1.72M
4
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$1.3M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$1.16M

Sector Composition

Rank Sector Weight
1 Financials 5.37%
2 Industrials 4.95%
3 Consumer Discretionary 3.58%
4 Consumer Staples 2.23%
5 Real Estate 1.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIPS icon
251
Vipshop
VIPS
$7.13B
$9K ﹤0.01%
+486
New +$10.3K
TTM
252
DELISTED
Tata Motors Limited
TTM
$9K ﹤0.01%
+206
New +$9.19K
MNK
253
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$9K ﹤0.01%
+88
New +$8.09K
LDF
254
DELISTED
Latin American Discovery Fund
LDF
$9K ﹤0.01%
800
– –
WX
255
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$9K ﹤0.01%
+253
New +$8.94K
TAI
256
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$9K ﹤0.01%
429
– –
D icon
257
Dominion Energy
D
$62.1B
$8K ﹤0.01%
+104
New +$7.53K
HPQ icon
258
HP
HPQ
$25.9B
$8K ﹤0.01%
+462
New +$7.74K
MO icon
259
Altria Group
MO
$125B
$8K ﹤0.01%
+167
New +$8.13K
NKE icon
260
Nike
NKE
$63.9B
$8K ﹤0.01%
+176
New +$8.26K
PUK icon
261
Prudential
PUK
$36.1B
$8K ﹤0.01%
+168
New +$7.49K
RAND icon
262
Rand Capital
RAND
$29.9M
$8K ﹤0.01%
222
– –
SAN icon
263
Banco Santander
SAN
$200B
$8K ﹤0.01%
+1,043
New +$8.38K
WPM icon
264
Wheaton Precious Metals
WPM
$49.8B
$8K ﹤0.01%
+378
New +$7.52K
XOM icon
265
ExxonMobil
XOM
$634B
$8K ﹤0.01%
+86
New +$8.02K
ABEV icon
266
Ambev
ABEV
$48.4B
$7K ﹤0.01%
+1,105
New +$6.98K
BP icon
267
BP
BP
$107B
$7K ﹤0.01%
+213
New +$7.16K
BUD icon
268
AB InBev
BUD
$161B
$7K ﹤0.01%
+64
New +$7.09K
DXJ icon
269
WisdomTree Japan Hedged Equity Fund
DXJ
$7.12B
$7K ﹤0.01%
143
– –
GGZ
270
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$7K ﹤0.01%
700
– –
OXY icon
271
Occidental Petroleum
OXY
$53.6B
$7K ﹤0.01%
+92
New +$7.63K
PM icon
272
Philip Morris
PM
$312B
$7K ﹤0.01%
+90
New +$7.73K
SLB icon
273
SLB Ltd
SLB
$74.2B
$7K ﹤0.01%
+78
New +$7.18K
TEVA icon
274
Teva Pharmaceuticals
TEVA
$36.9B
$7K ﹤0.01%
+116
New +$6.46K
VZ icon
275
Verizon
VZ
$201B
$7K ﹤0.01%
+159
New +$7.78K
9 10
11
12 13

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PCI
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Thomas J. Herzfeld Advisors held 366 positions worth $199M, up 11% from $180M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $23.1M of net new capital in Q4 2014, opening 86 new positions and adding to 85 existing holdings. Its largest new stake was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.8% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Nuveen Municipal Credit Income Fund, an estimated $2.04M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2014 buy was abrdn Healthcare Opportunities Fund: 221,329 shares worth $4.44M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock in Q4 2014, an estimated $2.52M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2014 reduction was Nuveen Municipal Credit Income Fund, cutting an estimated $2.04M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen California AMT-Free Quality Municipal Income Fund in Q4 2014, selling an estimated $1.82M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $199M portfolio in Q4 2014.
  • Thomas J. Herzfeld Advisors opened 86 new positions and closed 58 in Q4 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 11% quarter-over-quarter to $199M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.