Thomas J. Herzfeld Advisors’s Rand Capital RAND Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio RAND Stock Details RAND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-222	Closed	-$6K	–	309
2016 Q4	$6K	Buy	+222	New	+$6.57K	﹤0.01%	296
2016 Q2	–	Sell	-222	Closed	-$9K	–	324
2016 Q1	$9K	Hold	222	–	–	﹤0.01%	318
2015 Q4	$8K	Hold	222	–	–	﹤0.01%	305
2015 Q3	$8K	Hold	222	–	–	﹤0.01%	307
2015 Q2	$8K	Hold	222	–	–	﹤0.01%	294
2015 Q1	$8K	Hold	222	–	–	﹤0.01%	276
2014 Q4	$8K	Hold	222	–	–	﹤0.01%	262
2014 Q3	$6K	Hold	222	–	–	﹤0.01%	251
2014 Q2	$6K	Hold	222	–	–	﹤0.01%	262
2014 Q1	$7K	Hold	222	–	–	﹤0.01%	271
2013 Q4	$6K	Hold	222	–	–	﹤0.01%	290
2013 Q3	$6K	Hold	222	–	–	﹤0.01%	270
2013 Q2	$6K	Buy	+222	New	+$5.92K	﹤0.01%	274

Other funds holding RAND

Emancipation Management New York $22.4M AUM 18.33% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Raffles Associates New York $115M AUM 35.69% 1-Year Est. Return

Courier Capital Buffalo, New York $2B AUM 24.36% 1-Year Est. Return

Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Thomas J. Herzfeld Advisors's RAND Position: Q1 2017 in Review

Thomas J. Herzfeld Advisors sold out of Rand Capital (RAND) in Q1 2017, closing a stake of 222 shares — an estimated $6K sold.

Thomas J. Herzfeld Advisors first reported a position in RAND in Q2 2013 and held it in 13 quarters. The position peaked at $9K in Q1 2016. 7 funds tracked by Wall St. Rank hold RAND as of Q1 2017.

Thomas J. Herzfeld Advisors reported no remaining Rand Capital position as of Q1 2017 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 222 Rand Capital shares in Q1 2017, an estimated $6K.
Thomas J. Herzfeld Advisors first reported a position in Rand Capital in Q2 2013 and held it in 13 quarters.
Thomas J. Herzfeld Advisors's Rand Capital position peaked at $9K in Q1 2016.
7 funds tracked by Wall St. Rank held Rand Capital as of Q1 2017.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.