Raffles Associates’s Rand Capital RAND Stock Holding History

Raffles Associates’s Portfolio RAND Stock Details RAND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-4,427	Closed	-$89K	–	45
2020 Q1	$89K	Sell	4,427 -17	-0.4%	-$401	0.16%	43
2019 Q4	$107K	Hold	4,444	–	–	0.1%	49
2019 Q3	$100K	Sell	4,444 -1,667	-27%	-$39.1K	0.1%	52
2019 Q2	$144K	Hold	6,111	–	–	0.15%	51
2019 Q1	$156K	Sell	6,111 -3,333	-35%	-$85.8K	0.17%	49
2018 Q4	$212K	Hold	9,444	–	–	0.24%	42
2018 Q3	$204K	Hold	9,444	–	–	0.19%	44
2018 Q2	$229K	Hold	9,444	–	–	0.2%	45
2018 Q1	$229K	Hold	9,444	–	–	0.25%	38
2017 Q4	$257K	Hold	9,444	–	–	0.27%	40
2017 Q3	$252K	Buy	9,444 +1,666	+21%	+$42.7K	0.23%	38
2017 Q2	$195K	Buy	7,778 +1,667	+27%	+$43.7K	0.18%	46
2017 Q1	$167K	Hold	6,111	–	–	0.16%	50
2016 Q4	$174K	Buy	+6,111	New	+$181K	0.14%	49

Other funds holding RAND

ABC

Associated Banc-Corp Green Bay, Wisconsin $3.78B AUM 21.74% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Raffles Associates's RAND Position: Q2 2020 in Review

Raffles Associates sold out of Rand Capital (RAND) in Q2 2020, closing a stake of 4,427 shares — an estimated $89K sold.

Raffles Associates first reported a position in RAND in Q4 2016 and held it in 14 quarters. The position peaked at $257K in Q4 2017. 6 funds tracked by Wall St. Rank hold RAND as of Q2 2020.

Raffles Associates reported no remaining Rand Capital position as of Q2 2020 after selling out during the quarter.
Raffles Associates sold 4,427 Rand Capital shares in Q2 2020, an estimated $89K.
Raffles Associates first reported a position in Rand Capital in Q4 2016 and held it in 14 quarters.
Raffles Associates's Rand Capital position peaked at $257K in Q4 2017.
6 funds tracked by Wall St. Rank held Rand Capital as of Q2 2020.

Based on Raffles Associates's 13F filing for Q2 2020, filed 14 Aug 2020.