Rand Capital
RAND
8 hedge funds and large institutions have $2.55M invested in Rand Capital in 2016 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 0 reducing their positions, and 2 closing their positions.
8% more capital invested
Capital invested by funds: $2.36M → $2.55M (+$186K)
1.42% more ownership
Funds ownership: 0% → 1.42% (+1.4%)
0% more funds holding
Funds holding: 8 → 8 (0)
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
EM
Emancipation Management
New York
|
+$321K |
| 2 |
RA
Raffles Associates
New York
|
+$181K |
| 3 |
SRC
Shufro Rose & Co
New York
|
+$19.7K |
| 4 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
+$6.57K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$14K |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
-$3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
EM
1
Emancipation Management
New York
| $925K | +$321K | +10,871 | +50% |
|
2
CIBC Private Wealth Group
Atlanta,
Georgia
| $747K | – | – | – |
|
|
SRC
3
Shufro Rose & Co
New York
| $491K | +$19.7K | +667 | +4% |
|
|
RA
4
Raffles Associates
New York
| $174K | +$181K | +6,111 | New |
|
|
CC
5
Courier Capital
Buffalo,
New York
| $125K | – | – | – |
|
6
Brown Advisory
Baltimore,
Maryland
| $72K | – | – | – |
|
7
Creative Planning
Overland Park,
Kansas
| $6K | – | – | – |
|
|
TJHA
8
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $6K | +$6.57K | +222 | New |
|
|
9
UBS Group
Zurich,
Switzerland
| – | -$14K | -425 | Closed |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| – | -$3K | -88 | Closed |
|
RAND Hedge Fund Activity: Q4 2016 in Review
8 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Rand Capital (RAND) for Q4 2016, worth a combined $2.55M — up 7.9% from $2.36M a quarter earlier.
Fund positioning in RAND was balanced in Q4 2016: 2 funds opened new positions, 2 closed out, 2 added to existing stakes and 0 trimmed.
The largest buyer was Emancipation Management, adding an estimated $321K. The largest seller was UBS Group, exiting entirely with an estimated $14K sold.
- 8 institutional investors held Rand Capital (RAND) as of Q4 2016, unchanged from Q3 2016.
- Funds reported $2.55M of Rand Capital stock for Q4 2016, up 7.9% quarter-over-quarter.
- 2 funds opened new Rand Capital positions in Q4 2016 and 2 closed out, a net change of 0 holders.
- The largest Rand Capital buyer in Q4 2016 was Emancipation Management, an estimated $321K added.
- The largest Rand Capital seller in Q4 2016 was UBS Group, an estimated $14K sold.
Based on aggregated 13F filings for Q4 2016.