Rand Capital
RAND
9 hedge funds and large institutions have $5.69M invested in Rand Capital in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, 2 reducing their positions, and 4 closing their positions.
11% more capital invested
Capital invested by funds: $5.11M → $5.69M (+$582K)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
18% less funds holding
Funds holding: 11 → 9 (-2)
50% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 4
50% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SRC
Shufro Rose & Co
New York
|
+$16.1K |
| 2 |
Citigroup
New York
|
+$1.65K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
-$1.43M |
| 2 |
JP Morgan Chase
New York
|
-$36K |
| 3 |
NA
NSB Advisors
Fishkill,
New York
|
-$31.3K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$21.2K |
| 5 |
Morgan Stanley
New York
|
-$17K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NA
1
NSB Advisors
Fishkill,
New York
| $3.19M | -$31.3K | -1,080 | -1% |
|
2
CIBC Private Wealth Group
Atlanta,
Georgia
| $1.6M | +$1.5M | +51,740 | New |
|
|
SRC
3
Shufro Rose & Co
New York
| $482K | +$16.1K | +556 | +4% |
|
4
Brown Advisory
Baltimore,
Maryland
| $259K | – | – | – |
|
|
CC
5
Courier Capital
Buffalo,
New York
| $138K | – | – | – |
|
6
Creative Planning
Overland Park,
Kansas
| $7K | – | – | – |
|
|
TJHA
7
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $7K | – | – | – |
|
|
8
Bank of America
Charlotte,
North Carolina
| $5K | -$21.2K | -730 | -82% |
|
|
9
Citigroup
New York
| $2K | +$1.65K | +57 | New |
|
|
10
Invesco
Atlanta,
Georgia
| – | -$1.43M | -51,740 | Closed |
|
|
11
JP Morgan Chase
New York
| – | -$36K | -1,307 | Closed |
|
|
12
Morgan Stanley
New York
| – | -$17K | -611 | Closed |
|
|
U
13
UBS
Zurich,
Switzerland
| – | -$5K | -184 | Closed |
|
RAND Hedge Fund Activity: Q1 2014 in Review
9 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in Rand Capital (RAND) for Q1 2014, worth a combined $5.69M — up 11% from $5.11M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of RAND and 2 opened new positions — a net loss of 2 holders — while 2 trimmed existing stakes and 1 added.
The largest buyer was Shufro Rose & Co, adding an estimated $16.1K. The largest seller was Invesco, exiting entirely with an estimated $1.43M sold.
- 9 institutional investors held Rand Capital (RAND) as of Q1 2014, down from 11 in Q4 2013.
- Funds reported $5.69M of Rand Capital stock for Q1 2014, up 11% quarter-over-quarter.
- 2 funds opened new Rand Capital positions in Q1 2014 and 4 closed out, a net change of -2 holders.
- The largest Rand Capital buyer in Q1 2014 was Shufro Rose & Co, an estimated $16.1K added.
- The largest Rand Capital seller in Q1 2014 was Invesco, an estimated $1.43M sold.
Based on aggregated 13F filings for Q1 2014.