Rand Capital
RAND
7 hedge funds and large institutions have $348K invested in Rand Capital in 2020 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 2 increasing their positions, 2 reducing their positions, and 2 closing their positions.
0% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 2
1.74% less ownership
Funds ownership: 2.5% → 0.77% (-1.7%)
13% less funds holding
Funds holding: 8 → 7 (-1)
50% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 2
52% less capital invested
Capital invested by funds: $720K → $348K (-$372K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$971 |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
+$447 |
| 3 |
Wells Fargo
San Francisco,
California
|
+$13 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ABC
Associated Banc-Corp
Green Bay,
Wisconsin
|
-$478K |
| 2 |
UBS Group
Zurich,
Switzerland
|
-$15.8K |
| 3 |
SRC
Shufro Rose & Co
New York
|
-$7.67K |
| 4 |
Morgan Stanley
New York
|
-$3K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
SRC
1
Shufro Rose & Co
New York
| $272K | -$7.67K | -601 | -4% |
|
|
2
Bank of America
Charlotte,
North Carolina
| $47K | +$971 | +76 | +3% |
|
|
WT
3
Whittier Trust
South Pasadena,
California
| $19K | – | – | – |
|
|
4
UBS Group
Zurich,
Switzerland
| $8K | -$15.8K | -1,238 | -72% |
|
|
TRCT
5
Tower Research Capital (TRC)
New York
| $2K | +$447 | +35 | +34% |
|
|
ABC
6
Associated Banc-Corp
Green Bay,
Wisconsin
| – | -$478K | -43,069 | Closed |
|
|
7
Morgan Stanley
New York
| – | -$3K | -272 | Closed |
|
|
8
Wells Fargo
San Francisco,
California
| – | +$13 | +1 | New |
|
RAND Hedge Fund Activity: Q4 2020 in Review
7 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Rand Capital (RAND) for Q4 2020, worth a combined $348K — down 52% from $720K a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of RAND and 1 opened new positions — a net loss of 1 holder — while 2 trimmed existing stakes and 2 added.
The largest buyer was Bank of America, adding an estimated $971. The largest seller was Associated Banc-Corp, exiting entirely with an estimated $478K sold.
- 7 institutional investors held Rand Capital (RAND) as of Q4 2020, down from 8 in Q3 2020.
- Funds reported $348K of Rand Capital stock for Q4 2020, down 52% quarter-over-quarter.
- 1 fund opened new Rand Capital positions in Q4 2020 and 2 closed out, a net change of -1 holder.
- The largest Rand Capital buyer in Q4 2020 was Bank of America, an estimated $971 added.
- The largest Rand Capital seller in Q4 2020 was Associated Banc-Corp, an estimated $478K sold.
Based on aggregated 13F filings for Q4 2020.