Rand Capital
RAND
11 hedge funds and large institutions have $5.11M invested in Rand Capital in 2013 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 3 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
10% more funds holding
Funds holding: 10 → 11 (+1)
3% more capital invested
Capital invested by funds: $4.94M → $5.11M (+$169K)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
33% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JP Morgan Chase
New York
|
+$34.9K |
| 2 |
Morgan Stanley
New York
|
+$16.3K |
| 3 |
SRC
Shufro Rose & Co
New York
|
+$15.8K |
| 4 |
U
UBS
Zurich,
Switzerland
|
+$3.74K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NA
NSB Advisors
Fishkill,
New York
|
-$89.1K |
| 2 |
Brown Advisory
Baltimore,
Maryland
|
-$4.43K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
-$1K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$107 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NA
1
NSB Advisors
Fishkill,
New York
| $2.83M | -$89.1K | -3,335 | -3% |
|
2
Invesco
Atlanta,
Georgia
| $1.43M | – | – | – |
|
|
SRC
3
Shufro Rose & Co
New York
| $416K | +$15.8K | +593 | +4% |
|
|
4
Brown Advisory
Baltimore,
Maryland
| $227K | -$4.43K | -166 | -2% |
|
|
CC
5
Courier Capital
Buffalo,
New York
| $121K | – | – | – |
|
|
6
JP Morgan Chase
New York
| $36K | +$34.9K | +1,307 | New |
|
|
7
Bank of America
Charlotte,
North Carolina
| $24K | -$107 | -4 | -0.4% |
|
|
8
Morgan Stanley
New York
| $17K | +$16.3K | +611 | New |
|
9
Creative Planning
Overland Park,
Kansas
| $6K | – | – | – |
|
|
TJHA
10
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $6K | – | – | – |
|
|
U
11
UBS
Zurich,
Switzerland
| $5K | +$3.74K | +140 | +318% |
|
|
TRCT
12
Tower Research Capital (TRC)
New York
| – | -$1K | -22 | Closed |
|
RAND Hedge Fund Activity: Q4 2013 in Review
11 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Rand Capital (RAND) for Q4 2013, worth a combined $5.11M — up 3.4% from $4.94M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new RAND positions and 1 closed out — a net gain of 1 holder — while 2 added to existing stakes and 3 trimmed.
The largest buyer was JP Morgan Chase, opening a new position worth an estimated $34.9K. The largest seller was NSB Advisors, cutting an estimated $89.1K.
- 11 institutional investors held Rand Capital (RAND) as of Q4 2013, up from 10 in Q3 2013.
- Funds reported $5.11M of Rand Capital stock for Q4 2013, up 3.4% quarter-over-quarter.
- 2 funds opened new Rand Capital positions in Q4 2013 and 1 closed out, a net change of +1 holder.
- The largest Rand Capital buyer in Q4 2013 was JP Morgan Chase, an estimated $34.9K added.
- The largest Rand Capital seller in Q4 2013 was NSB Advisors, an estimated $89.1K sold.
Based on aggregated 13F filings for Q4 2013.