Rand Capital
RAND
8 hedge funds and large institutions have $3.36M invested in Rand Capital in 2017 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
100% more repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 1
49% more capital invested
Capital invested by funds: $2.25M → $3.36M (+$1.1M)
14% more funds holding
Funds holding: 7 → 8 (+1)
0.58% more ownership
Funds ownership: 1.42% → 2% (+0.58%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ABC
Associated Banc-Corp
Green Bay,
Wisconsin
|
+$855K |
| 2 |
SRC
Shufro Rose & Co
New York
|
+$52.3K |
| 3 |
RA
Raffles Associates
New York
|
+$42.7K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$565 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
EM
Emancipation Management
New York
|
-$10.2K |
| 2 |
Creative Planning
Overland Park,
Kansas
|
-$6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ABC
1
Associated Banc-Corp
Green Bay,
Wisconsin
| $890K | +$855K | +33,333 | New |
|
|
EM
2
Emancipation Management
New York
| $805K | -$10.2K | -396 | -1% |
|
3
CIBC Private Wealth Group
Atlanta,
Georgia
| $675K | – | – | – |
|
|
SRC
4
Shufro Rose & Co
New York
| $528K | +$52.3K | +2,038 | +11% |
|
|
RA
5
Raffles Associates
New York
| $252K | +$42.7K | +1,666 | +21% |
|
|
CC
6
Courier Capital
Buffalo,
New York
| $116K | – | – | – |
|
7
Brown Advisory
Baltimore,
Maryland
| $89K | – | – | – |
|
|
LTFS
8
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1K | +$565 | +22 | New |
|
|
9
Creative Planning
Overland Park,
Kansas
| – | -$6K | -222 | Closed |
|
RAND Hedge Fund Activity: Q3 2017 in Review
8 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Rand Capital (RAND) for Q3 2017, worth a combined $3.36M — up 49% from $2.25M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new RAND positions and 1 closed out — a net gain of 1 holder — while 2 added to existing stakes and 1 trimmed.
The largest buyer was Associated Banc-Corp, opening a new position worth an estimated $855K. The largest seller was Emancipation Management, cutting an estimated $10.2K.
- 8 institutional investors held Rand Capital (RAND) as of Q3 2017, up from 7 in Q2 2017.
- Funds reported $3.36M of Rand Capital stock for Q3 2017, up 49% quarter-over-quarter.
- 2 funds opened new Rand Capital positions in Q3 2017 and 1 closed out, a net change of +1 holder.
- The largest Rand Capital buyer in Q3 2017 was Associated Banc-Corp, an estimated $855K added.
- The largest Rand Capital seller in Q3 2017 was Emancipation Management, an estimated $10.2K sold.
Based on aggregated 13F filings for Q3 2017.