Creative Planning’s Rand Capital RAND Stock Holding History

Creative Planning’s Portfolio RAND Stock Details RAND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-222	Closed	-$6K	–	3296
2017 Q2	$6K	Hold	222	–	–	﹤0.01%	3919
2017 Q1	$6K	Hold	222	–	–	﹤0.01%	3885
2016 Q4	$6K	Hold	222	–	–	﹤0.01%	3869
2016 Q3	$7K	Hold	222	–	–	﹤0.01%	3738
2016 Q2	$8K	Hold	222	–	–	﹤0.01%	3395
2016 Q1	$9K	Hold	222	–	–	﹤0.01%	3295
2015 Q4	$8K	Hold	222	–	–	﹤0.01%	3429
2015 Q3	$8K	Buy	+222	New	+$7.85K	﹤0.01%	3352
2015 Q2	–	Sell	-222	Closed	-$8K	–	2559
2015 Q1	$8K	Hold	222	–	–	﹤0.01%	3324
2014 Q4	$8K	Hold	222	–	–	﹤0.01%	3244
2014 Q3	$6K	Hold	222	–	–	﹤0.01%	3215
2014 Q2	$6K	Hold	222	–	–	﹤0.01%	3131
2014 Q1	$7K	Hold	222	–	–	﹤0.01%	2942
2013 Q4	$6K	Hold	222	–	–	﹤0.01%	2778
2013 Q3	$6K	Hold	222	–	–	﹤0.01%	2672
2013 Q2	$6K	Buy	+222	New	+$5.92K	﹤0.01%	2485

Other funds holding RAND

ABC

Associated Banc-Corp Green Bay, Wisconsin $3.78B AUM 21.74% 1-Year Est. Return

Emancipation Management New York $22.4M AUM 18.33% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Raffles Associates New York $115M AUM 35.69% 1-Year Est. Return

Courier Capital Buffalo, New York $2B AUM 24.36% 1-Year Est. Return

Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Creative Planning's RAND Position: Q3 2017 in Review

Creative Planning sold out of Rand Capital (RAND) in Q3 2017, closing a stake of 222 shares — an estimated $6K sold.

Creative Planning first reported a position in RAND in Q2 2013 and held it in 16 quarters. The position peaked at $9K in Q1 2016. 8 funds tracked by Wall St. Rank hold RAND as of Q3 2017.

Creative Planning reported no remaining Rand Capital position as of Q3 2017 after selling out during the quarter.
Creative Planning sold 222 Rand Capital shares in Q3 2017, an estimated $6K.
Creative Planning first reported a position in Rand Capital in Q2 2013 and held it in 16 quarters.
Creative Planning's Rand Capital position peaked at $9K in Q1 2016.
8 funds tracked by Wall St. Rank held Rand Capital as of Q3 2017.

Based on Creative Planning's 13F filing for Q3 2017, filed 17 Oct 2017.