Rand Capital
RAND
10 hedge funds and large institutions have $3.04M invested in Rand Capital in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 1 increasing their positions, 4 reducing their positions, and 1 closing their positions.
9% less funds holding
Funds holding: 11 → 10 (-1)
37% less capital invested
Capital invested by funds: $4.8M → $3.04M (-$1.75M)
75% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 4
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SRC
Shufro Rose & Co
New York
|
+$7.75K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NA
NSB Advisors
Fishkill,
New York
|
-$1.68M |
| 2 |
U
UBS
Zurich,
Switzerland
|
-$10.6K |
| 3 |
CIBC Private Wealth Group
Atlanta,
Georgia
|
-$1.87K |
| 4 |
GSC
Ground Swell Capital
Folly Beach,
South Carolina
|
-$1K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
-$195 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
CIBC Private Wealth Group
Atlanta,
Georgia
| $1.44M | -$1.87K | -67 | -0.1% |
|
|
NA
2
NSB Advisors
Fishkill,
New York
| $887K | -$1.68M | -60,132 | -65% |
|
|
SRC
3
Shufro Rose & Co
New York
| $436K | +$7.75K | +278 | +2% |
|
4
Brown Advisory
Baltimore,
Maryland
| $137K | – | – | – |
|
|
CC
5
Courier Capital
Buffalo,
New York
| $122K | – | – | – |
|
|
U
6
UBS
Zurich,
Switzerland
| $9K | -$10.6K | -379 | -53% |
|
7
Creative Planning
Overland Park,
Kansas
| $6K | – | – | – |
|
|
TJHA
8
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $6K | – | – | – |
|
9
Bank of America
Charlotte,
North Carolina
| $5K | – | – | – |
|
|
GSC
10
Ground Swell Capital
Folly Beach,
South Carolina
| – | -$1K | -22 | Closed |
|
|
TRCT
11
Tower Research Capital (TRC)
New York
| – | -$195 | -7 | -39% |
|
RAND Hedge Fund Activity: Q3 2014 in Review
10 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Rand Capital (RAND) for Q3 2014, worth a combined $3.04M — down 37% from $4.8M a quarter earlier.
Sellers outnumbered buyers: 1 fund closed out of RAND and 0 opened new positions — a net loss of 1 holder — while 4 trimmed existing stakes and 1 added.
The largest buyer was Shufro Rose & Co, adding an estimated $7.75K. The largest seller was NSB Advisors, cutting an estimated $1.68M.
- 10 institutional investors held Rand Capital (RAND) as of Q3 2014, down from 11 in Q2 2014.
- Funds reported $3.04M of Rand Capital stock for Q3 2014, down 37% quarter-over-quarter.
- 0 funds opened new Rand Capital positions in Q3 2014 and 1 closed out, a net change of -1 holder.
- The largest Rand Capital buyer in Q3 2014 was Shufro Rose & Co, an estimated $7.75K added.
- The largest Rand Capital seller in Q3 2014 was NSB Advisors, an estimated $1.68M sold.
Based on aggregated 13F filings for Q3 2014.