Ground Swell Capital’s Rand Capital RAND Stock Holding History

Ground Swell Capital’s Portfolio RAND Stock Details RAND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-22	Closed	-$1K	–	2696
2014 Q2	$1K	Buy	+22	New	+$663	﹤0.01%	1766

Other funds holding RAND

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

NSB Advisors Fishkill, New York $80.2M AUM 3.16% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return

Courier Capital Buffalo, New York $2B AUM 24.36% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ground Swell Capital's RAND Position: Q3 2014 in Review

Ground Swell Capital sold out of Rand Capital (RAND) in Q3 2014, closing a stake of 22 shares — an estimated $1K sold.

Ground Swell Capital first reported a position in RAND in Q2 2014 and held it in 1 quarter. The position peaked at $1K in Q2 2014. 10 funds tracked by Wall St. Rank hold RAND as of Q3 2014.

Ground Swell Capital reported no remaining Rand Capital position as of Q3 2014 after selling out during the quarter.
Ground Swell Capital sold 22 Rand Capital shares in Q3 2014, an estimated $1K.
Ground Swell Capital first reported a position in Rand Capital in Q2 2014 and held it in 1 quarter.
Ground Swell Capital's Rand Capital position peaked at $1K in Q2 2014.
10 funds tracked by Wall St. Rank held Rand Capital as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.