Rand Capital
RAND
11 hedge funds and large institutions have $4.8M invested in Rand Capital in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 1 increasing their positions, 2 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
22% more funds holding
Funds holding: 9 → 11 (+2)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
16% less capital invested
Capital invested by funds: $5.69M → $4.8M (-$896K)
50% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
U
UBS
Zurich,
Switzerland
|
+$21.4K |
| 2 |
SRC
Shufro Rose & Co
New York
|
+$1.66K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
+$542 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NA
NSB Advisors
Fishkill,
New York
|
-$288K |
| 2 |
Brown Advisory
Baltimore,
Maryland
|
-$100K |
| 3 |
Citigroup
New York
|
-$2K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NA
1
NSB Advisors
Fishkill,
New York
| $2.58M | -$288K | -9,577 | -9% |
|
2
CIBC Private Wealth Group
Atlanta,
Georgia
| $1.47M | – | – | – |
|
|
SRC
3
Shufro Rose & Co
New York
| $439K | +$1.66K | +55 | +0.4% |
|
|
4
Brown Advisory
Baltimore,
Maryland
| $138K | -$100K | -3,334 | -40% |
|
|
CC
5
Courier Capital
Buffalo,
New York
| $123K | – | – | – |
|
|
U
6
UBS
Zurich,
Switzerland
| $20K | +$21.4K | +712 | New |
|
7
Creative Planning
Overland Park,
Kansas
| $6K | – | – | – |
|
|
TJHA
8
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $6K | – | – | – |
|
9
Bank of America
Charlotte,
North Carolina
| $5K | – | – | – |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| $1K | +$542 | +18 | New |
|
|
GSC
11
Ground Swell Capital
Folly Beach,
South Carolina
| $1K | +$663 | +22 | New |
|
|
12
Citigroup
New York
| – | -$2K | -57 | Closed |
|
RAND Hedge Fund Activity: Q2 2014 in Review
11 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in Rand Capital (RAND) for Q2 2014, worth a combined $4.8M — down 16% from $5.69M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new RAND positions and 1 closed out — a net gain of 2 holders — while 1 added to existing stakes and 2 trimmed.
The largest buyer was UBS, opening a new position worth an estimated $21.4K. The largest seller was NSB Advisors, cutting an estimated $288K.
- 11 institutional investors held Rand Capital (RAND) as of Q2 2014, up from 9 in Q1 2014.
- Funds reported $4.8M of Rand Capital stock for Q2 2014, down 16% quarter-over-quarter.
- 3 funds opened new Rand Capital positions in Q2 2014 and 1 closed out, a net change of +2 holders.
- The largest Rand Capital buyer in Q2 2014 was UBS, an estimated $21.4K added.
- The largest Rand Capital seller in Q2 2014 was NSB Advisors, an estimated $288K sold.
Based on aggregated 13F filings for Q2 2014.