Rand Capital
RAND
10 hedge funds and large institutions have $4.94M invested in Rand Capital in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and closing their positions.
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
11% more funds holding
Funds holding: 9 → 10 (+1)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
1% less capital invested
Capital invested by funds: $5.01M → $4.94M (-$71K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Brown Advisory
Baltimore,
Maryland
|
+$88.9K |
| 2 |
SRC
Shufro Rose & Co
New York
|
+$13K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
+$587 |
| 4 |
Bank of America
Charlotte,
North Carolina
|
+$293 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NA
NSB Advisors
Fishkill,
New York
|
-$110K |
| 2 |
U
UBS
Zurich,
Switzerland
|
-$3.33K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NA
1
NSB Advisors
Fishkill,
New York
| $2.81M | -$110K | -4,132 | -4% |
|
2
Invesco
Atlanta,
Georgia
| $1.37M | – | – | – |
|
|
SRC
3
Shufro Rose & Co
New York
| $377K | +$13K | +488 | +4% |
|
|
4
Brown Advisory
Baltimore,
Maryland
| $223K | +$88.9K | +3,333 | +66% |
|
|
CC
5
Courier Capital
Buffalo,
New York
| $116K | – | – | – |
|
|
6
Bank of America
Charlotte,
North Carolina
| $23K | +$293 | +11 | +1% |
|
7
Creative Planning
Overland Park,
Kansas
| $6K | – | – | – |
|
|
TJHA
8
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| $6K | – | – | – |
|
|
U
9
UBS
Zurich,
Switzerland
| $1K | -$3.33K | -125 | -74% |
|
|
TRCT
10
Tower Research Capital (TRC)
New York
| $1K | +$587 | +22 | New |
|
RAND Hedge Fund Activity: Q3 2013 in Review
10 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Rand Capital (RAND) for Q3 2013, worth a combined $4.94M — down 1.4% from $5.01M a quarter earlier.
Buyers outnumbered sellers: 1 fund opened new RAND positions and 0 closed out — a net gain of 1 holder — while 3 added to existing stakes and 2 trimmed.
The largest buyer was Brown Advisory, adding an estimated $88.9K. The largest seller was NSB Advisors, cutting an estimated $110K.
- 10 institutional investors held Rand Capital (RAND) as of Q3 2013, up from 9 in Q2 2013.
- Funds reported $4.94M of Rand Capital stock for Q3 2013, down 1.4% quarter-over-quarter.
- 1 fund opened new Rand Capital positions in Q3 2013 and 0 closed out, a net change of +1 holder.
- The largest Rand Capital buyer in Q3 2013 was Brown Advisory, an estimated $88.9K added.
- The largest Rand Capital seller in Q3 2013 was NSB Advisors, an estimated $110K sold.
Based on aggregated 13F filings for Q3 2013.