Rand Capital
RAND
12 hedge funds and large institutions have $1.96M invested in Rand Capital in 2019 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 3 increasing their positions, 3 reducing their positions, and 1 closing their positions.
0% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 3
0.87% less ownership
Funds ownership: 1.42% → 0.55% (-0.87%)
3% less capital invested
Capital invested by funds: $2.02M → $1.96M (-$61.5K)
14% less funds holding
Funds holding: 14 → 12 (-2)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 1
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$10.1K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$1.58K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
+$168 |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CC
Courier Capital
Buffalo,
New York
|
-$67K |
| 2 |
SRC
Shufro Rose & Co
New York
|
-$9.32K |
| 3 |
EM
Emancipation Management
New York
|
-$5.82K |
| 4 |
MA
Minerva Advisors
Bala Cynwyd,
Pennsylvania
|
-$3.78K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
ABC
1
Associated Banc-Corp
Green Bay,
Wisconsin
| $805K | – | – | – |
|
|
SRC
2
Shufro Rose & Co
New York
| $489K | -$9.32K | -389 | -2% |
|
|
EM
3
Emancipation Management
New York
| $313K | -$5.82K | -243 | -2% |
|
|
RA
4
Raffles Associates
New York
| $107K | – | – | – |
|
5
William Blair & Company
Chicago,
Illinois
| $80K | – | – | – |
|
|
6
Bank of America
Charlotte,
North Carolina
| $50K | +$1.58K | +66 | +3% |
|
7
M&T Bank
Buffalo,
New York
| $41K | – | – | – |
|
|
MA
8
Minerva Advisors
Bala Cynwyd,
Pennsylvania
| $34K | -$3.78K | -158 | -10% |
|
|
9
UBS Group
Zurich,
Switzerland
| $29K | +$10.1K | +422 | +54% |
|
10
Morgan Stanley
New York
| $5K | – | – | – |
|
|
LTFS
11
Ladenburg Thalmann Financial Services
Miami,
Florida
| $1K | – | – | – |
|
|
TRCT
12
Tower Research Capital (TRC)
New York
| $1K | +$168 | +7 | +44% |
|
|
CC
13
Courier Capital
Buffalo,
New York
| – | -$67K | -2,926 | Closed |
|
RAND Hedge Fund Activity: Q4 2019 in Review
12 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Rand Capital (RAND) for Q4 2019, worth a combined $1.96M — down 3% from $2.02M a quarter earlier.
Sellers outnumbered buyers: 1 fund closed out of RAND and 0 opened new positions — a net loss of 1 holder — while 3 trimmed existing stakes and 3 added.
The largest buyer was UBS Group, adding an estimated $10.1K. The largest seller was Courier Capital, exiting entirely with an estimated $67K sold.
- 12 institutional investors held Rand Capital (RAND) as of Q4 2019, down from 14 in Q3 2019.
- Funds reported $1.96M of Rand Capital stock for Q4 2019, down 3% quarter-over-quarter.
- 0 funds opened new Rand Capital positions in Q4 2019 and 1 closed out, a net change of -1 holder.
- The largest Rand Capital buyer in Q4 2019 was UBS Group, an estimated $10.1K added.
- The largest Rand Capital seller in Q4 2019 was Courier Capital, an estimated $67K sold.
Based on aggregated 13F filings for Q4 2019.