Invesco’s Rand Capital RAND Stock Holding History

Invesco’s Portfolio RAND Stock Details RAND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-51,740	Closed	-$1.43M	–	4236
2013 Q4	$1.43M	Hold	51,740	–	–	﹤0.01%	2877
2013 Q3	$1.37M	Hold	51,740	–	–	﹤0.01%	2816
2013 Q2	$1.47M	Buy	+51,740	New	+$1.38M	﹤0.01%	2601

Other funds holding RAND

NSB Advisors Fishkill, New York $80.2M AUM 3.16% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Brown Advisory Baltimore, Maryland $60.9B AUM 15.24% 1-Year Est. Return

Courier Capital Buffalo, New York $2B AUM 24.36% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

Invesco's RAND Position: Q1 2014 in Review

Invesco sold out of Rand Capital (RAND) in Q1 2014, closing a stake of 51,740 shares — an estimated $1.43M sold.

Invesco first reported a position in RAND in Q2 2013 and held it in 3 quarters. The position peaked at $1.47M in Q2 2013. 9 funds tracked by Wall St. Rank hold RAND as of Q1 2014.

Invesco reported no remaining Rand Capital position as of Q1 2014 after selling out during the quarter.
Invesco sold 51,740 Rand Capital shares in Q1 2014, an estimated $1.43M.
Invesco first reported a position in Rand Capital in Q2 2013 and held it in 3 quarters.
Invesco's Rand Capital position peaked at $1.47M in Q2 2013.
9 funds tracked by Wall St. Rank held Rand Capital as of Q1 2014.

Based on Invesco's 13F filing for Q1 2014, filed 15 May 2014.