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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAND icon
251
Rand Capital
RAND
$29.9M
$6K ﹤0.01%
222
– –
SKYY icon
252
First Trust Cloud Computing ETF
SKYY
$2.82B
$6K ﹤0.01%
209
– –
EMJ
253
DELISTED
Eaton Vance New Jersey Municipal Bond Fund
EMJ
$6K ﹤0.01%
500
– –
EWU icon
254
iShares MSCI United Kingdom ETF
EWU
$4.09B
$5K ﹤0.01%
141
– –
VDC icon
255
Vanguard Consumer Staples ETF
VDC
$8.14B
$5K ﹤0.01%
40
– –
BSV icon
256
Vanguard Short-Term Bond ETF
BSV
$44.7B
$4K ﹤0.01%
48
– –
MBB icon
257
iShares MBS ETF
MBB
$39.2B
$4K ﹤0.01%
38
– –
BIV icon
258
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$3K ﹤0.01%
37
– –
ERC
259
Allspring Multi-Sector Income Fund
ERC
$253M
$3K ﹤0.01%
234
-1,066
-82% -$15.5K
ETX
260
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
$3K ﹤0.01%
151
-1,000
-87% -$17K
EWL icon
261
iShares MSCI Switzerland ETF
EWL
$2.19B
$3K ﹤0.01%
99
– –
VAW icon
262
Vanguard Materials ETF
VAW
$3.05B
$3K ﹤0.01%
31
– –
VOX icon
263
Vanguard Communication Services ETF
VOX
$5.69B
$3K ﹤0.01%
39
– –
CXH
264
DELISTED
MFS Investment Grade Municipal Trust
CXH
$2K ﹤0.01%
250
– –
ECON icon
265
Columbia Emerging Markets Consumer ETF
ECON
$320M
$2K ﹤0.01%
72
– –
EOT
266
Eaton Vance National Municipal Opportunities Trust
EOT
$269M
$2K ﹤0.01%
101
– –
EPP icon
267
iShares MSCI Pacific ex Japan ETF
EPP
$2.22B
$2K ﹤0.01%
51
– –
EWC icon
268
iShares MSCI Canada ETF
EWC
$6.18B
$2K ﹤0.01%
81
– –
JNK icon
269
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.06B
$2K ﹤0.01%
14
– –
LQD icon
270
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$2K ﹤0.01%
20
– –
JTD
271
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$2K ﹤0.01%
150
– –
AYN
272
DELISTED
Alliance New York Income Fund
AYN
$2K ﹤0.01%
150
– –
BQY
273
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$2K ﹤0.01%
150
-2,500
-94% -$33.2K
LAQ
274
DELISTED
Aberdeen Latin America Equity Fund
LAQ
$2K ﹤0.01%
88
– –
FPT
275
DELISTED
Federated Premier Intermediate M
FPT
$2K ﹤0.01%
150
– –
8 9 10
11
12

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DMBA
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MFC
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Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.