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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$280M
AUM Growth
+$8.64M
Cap. Flow
+$2.64M
Cap. Flow %
0.94%
Top 10 Hldgs %
44.91%
Holding
272
New
15
Increased
72
Reduced
74
Closed
35

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.32M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$3.12M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.97M
4
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.89M
5
OXLC
Oxford Lane Capital
OXLC
+$2.88M

Top Sells

Rank Stock Value
1
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$3.8M
2
HERZ
Herzfeld Credit Income Fund
HERZ
+$3.43M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$3.09M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.07M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$2.5M

Sector Composition

Rank Sector Weight
1 Financials 7.99%
2 Consumer Discretionary 4.58%
3 Industrials 4.39%
4 Real Estate 1.81%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBD icon
226
Banco Bradesco
BBD
$37.5B
$6K ﹤0.01%
889
+282
+46% +$1.77K
CSCO icon
227
Cisco
CSCO
$452B
$6K ﹤0.01%
132
– –
CYBR
228
DELISTED
CyberArk
CYBR
$6K ﹤0.01%
48
-28
-37% -$3.14K
AEP icon
229
American Electric Power
AEP
$71.2B
$5K ﹤0.01%
54
-29
-35% -$2.68K
PFE icon
230
Pfizer
PFE
$144B
$5K ﹤0.01%
136
– –
WIX icon
231
WIX.com
WIX
$2.54B
$5K ﹤0.01%
42
– –
WM icon
232
Waste Management
WM
$95.5B
$5K ﹤0.01%
44
-24
-35% -$2.71K
AER icon
233
AerCap
AER
$23.8B
$4K ﹤0.01%
+66
New +$3.88K
LULU icon
234
lululemon athletica
LULU
$13.5B
$4K ﹤0.01%
18
-34
-65% -$7.25K
GWPH
235
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4K ﹤0.01%
41
+9
+28% +$1.01K
XOM icon
236
ExxonMobil
XOM
$653B
$3K ﹤0.01%
45
– –
NBO
237
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$2K ﹤0.01%
196
-45
-19% -$559
ARDC
238
Are Dynamic Credit Allocation Fund
ARDC
$296M
– –
-109,363
Closed -$1.63M
BLW icon
239
BlackRock Limited Duration Income Trust
BLW
$489M
– –
-6,424
Closed -$100K
BRW
240
Saba Capital Income & Opportunities Fund
BRW
$337M
– –
-326,008
Closed -$3.07M
BTT icon
241
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-11,216
Closed -$265K
CEV
242
Eaton Vance California Municipal Income Trust
CEV
$71.1M
– –
-1,618
Closed -$22K
ECC
243
Eagle Point Credit Company
ECC
$498M
– –
-22,817
Closed -$360K
EHI
244
Western Asset Global High Income Fund
EHI
$175M
– –
-77,924
Closed -$774K
EMD
245
Western Asset Emerging Markets Debt Fund
EMD
$609M
– –
-13,220
Closed -$184K
EMBJ
246
Embraer S.A. ADS
EMBJ
$12B
– –
-325
Closed -$6K
FMY
247
First Trust Mortgage Income Fund
FMY
$48.9M
– –
-12,210
Closed -$171K
GECC icon
248
Great Elm Capital Corp
GECC
$71.4M
– –
-25,088
Closed -$1.23M
JMM icon
249
Nuveen Multi-Market Income Fund
JMM
$54.8M
– –
-1,002
Closed -$7K
KYN icon
250
Kayne Anderson Energy Infrastructure Fund
KYN
$2.43B
– –
-13,922
Closed -$201K
7 8 9
10
11

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Thomas J. Herzfeld Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Thomas J. Herzfeld Advisors held 272 positions worth $280M, up 3.2% from $271M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2019 filing shows 15 new, 72 increased, 74 reduced and 35 closed positions. Its largest new stake was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M. The largest sale was FIRST TRUST ENERGY INFRASTRUCTURE FUND, an estimated $3.8M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 9.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2019 buy was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M.
  • Thomas J. Herzfeld Advisors added most to abrdn Emerging Markets Equity Income Fund in Q4 2019, an estimated $3.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2019 reduction was FIRST TRUST ENERGY INFRASTRUCTURE FUND, cutting an estimated $3.8M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Floating Rate Income Opportunty Fund in Q4 2019, selling an estimated $3.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 45% of its $280M portfolio in Q4 2019.
  • Thomas J. Herzfeld Advisors opened 15 new positions and closed 35 in Q4 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.2% quarter-over-quarter to $280M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.