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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.09%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$175M
AUM Growth
+$5.15M
Cap. Flow
-$1.35M
Cap. Flow %
-0.77%
Top 10 Hldgs %
25.98%
Holding
336
New
52
Increased
59
Reduced
61
Closed
48

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$2.07M
2
OXLCN
Oxford Lane Capital Corp. 8.125% Series 2024 Term Preferred Stock
OXLCN
+$1.55M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.34M
4
CYBX
CYBERONICS INC
CYBX
+$1.12M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.08M

Top Sells

Rank Stock Value
1
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$1.8M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.67M
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$1.44M
4
AVK
Advent Convertible and Income Fund
AVK
+$1.16M
5
EDD
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
+$1.14M

Sector Composition

Rank Sector Weight
1 Financials 5.24%
2 Consumer Staples 3.8%
3 Industrials 3.76%
4 Consumer Discretionary 3.28%
5 Real Estate 1.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB.PRD.CL
226
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$21K 0.01%
848
– –
HYB
227
DELISTED
New America High Income Fund, Inc.
HYB
$20K 0.01%
2,000
– –
ERC
228
Allspring Multi-Sector Income Fund
ERC
$254M
$19K 0.01%
1,300
-3,000
-70% -$44.2K
ETX
229
Eaton Vance Municipal Income 2028 Term Trust
ETX
$198M
$19K 0.01%
1,151
– –
VGT icon
230
Vanguard Information Technology ETF
VGT
$138B
$18K 0.01%
+1,488
New +$17.2K
ASG
231
Liberty All-Star Growth Fund
ASG
$325M
$17K 0.01%
3,141
+47
+2% +$249
SWZ
232
Swiss Helvetia Fund
SWZ
$76.2M
$17K 0.01%
1,173
– –
VIS icon
233
Vanguard Industrials ETF
VIS
$8.26B
$17K 0.01%
+166
New +$17K
VDE icon
234
Vanguard Energy ETF
VDE
$9.87B
$16K 0.01%
+109
New +$14.8K
FGB
235
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$15K 0.01%
1,797
– –
XLY icon
236
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$15K 0.01%
+450
New +$14.6K
LBF
237
DELISTED
Deutsche Global High Incm Fund
LBF
$15K 0.01%
1,802
– –
JGV
238
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$15K 0.01%
+1,000
New +$13.9K
EZU icon
239
iShare MSCI Eurozone ETF
EZU
$9.45B
$14K 0.01%
+322
New +$13.8K
XLV icon
240
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$13K 0.01%
+211
New +$12.4K
BTT icon
241
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$12K 0.01%
601
– –
CLM icon
242
Cornerstone Strategic Value Fund
CLM
$2.17B
$12K 0.01%
501
+22
+5% +$543
TYG.PRB
243
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
$12K 0.01%
1,300
-1,300
-50% -$12.1K
LDF
244
DELISTED
Latin American Discovery Fund
LDF
$11K 0.01%
800
– –
TMM
245
DELISTED
GRUPO TMM S.A.B. ADS REPTG FIVE ORD PART CERT SER A SH
TMM
$11K 0.01%
12,280
– –
NPF
246
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$11K 0.01%
800
– –
JFR icon
247
Nuveen Floating Rate Income Fund
JFR
$1.24B
$10K 0.01%
+800
New +$9.43K
IBB icon
248
iShares Biotechnology ETF
IBB
$9.44B
$9K 0.01%
+108
New +$8.51K
PMO
249
Franklin Municipal Opportunities Trust
PMO
$282M
$9K 0.01%
800
– –
TAI
250
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$9K 0.01%
429
– –
8 9
10
11 12

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Thomas J. Herzfeld Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Thomas J. Herzfeld Advisors held 336 positions worth $175M, up 3% from $170M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2014 filing shows 52 new, 59 increased, 61 reduced and 48 closed positions. Its largest new stake was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M. The largest sale was BlackRock Taxable Municipal Bond Trust, an estimated $1.8M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, down from 5.5% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q2 2014 buy was Nuveen Credit Strategies Income Fund: 221,322 shares worth $2.07M.
  • Thomas J. Herzfeld Advisors added most to Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q2 2014, an estimated $694K increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2014 reduction was Morgan Stanley Emerging Markets Domestic Debt Fund, cutting an estimated $1.14M.
  • Thomas J. Herzfeld Advisors fully exited BlackRock Taxable Municipal Bond Trust in Q2 2014, selling an estimated $1.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 26% of its $175M portfolio in Q2 2014.
  • Thomas J. Herzfeld Advisors opened 52 new positions and closed 48 in Q2 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3% quarter-over-quarter to $175M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2014, filed 14 Aug 2014.