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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.62%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.96B
AUM Growth
-$427M
Cap. Flow
-$87.7M
Cap. Flow %
-4.47%
Top 10 Hldgs %
21.07%
Holding
2,831
New
47
Increased
459
Reduced
903
Closed
1,200

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$69.2M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$17.1M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.23M
4
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$6.01M
5
SBLK icon
Star Bulk Carriers
SBLK
+$5.89M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$33.5M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$11.7M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$11.4M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.49M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.26%
2 Financials 7.54%
3 Healthcare 6.35%
4 Industrials 5.17%
5 Consumer Discretionary 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PALL icon
2301
abrdn Physical Palladium Shares ETF
PALL
$610M
– –
-700
Closed -$29K
PASG icon
2302
Passage Bio
PASG
$14.7M
– –
-5
Closed –
PATH icon
2303
UiPath
PATH
$6.32B
– –
-1,241
Closed -$27K
PAWZ icon
2304
ProShares Pet Care ETF
PAWZ
$34.4M
– –
-200
Closed -$13K
PAYC icon
2305
Paycom
PAYC
$7.54B
– –
-174
Closed -$60K
PB icon
2306
Prosperity Bancshares
PB
$8.82B
– –
-14
Closed -$1K
PBA icon
2307
Pembina Pipeline
PBA
$29B
– –
-440
Closed -$17K
PBP icon
2308
Invesco S&P 500 BuyWrite ETF
PBP
$353M
– –
-200
Closed -$5K
PBW icon
2309
Invesco WilderHill Clean Energy ETF
PBW
$394M
– –
-1,511
Closed -$99K
PCAR icon
2310
PACCAR
PCAR
$72.7B
– –
-659
Closed -$39K
PCK
2311
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-857
Closed -$6K
PCRX icon
2312
Pacira BioSciences
PCRX
$1.05B
– –
-1,020
Closed -$78K
PCQ
2313
Pimco California Municipal Income Fund
PCQ
$164M
– –
-1,552
Closed -$24K
PCT icon
2314
PureCycle Technologies
PCT
$1.24B
– –
-785
Closed -$6K
PDI icon
2315
PIMCO Dynamic Income Fund
PDI
$7.42B
– –
-1,971
Closed -$48K
PDO
2316
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
– –
-5,000
Closed -$85K
PDT
2317
John Hancock Premium Dividend Fund
PDT
$637M
– –
-4,559
Closed -$75K
PDX
2318
PIMCO Dynamic Income Strategy Fund
PDX
$939M
– –
-413
Closed -$6K
PFD
2319
Flaherty & Crumrine Preferred and Income Fund
PFD
$145M
– –
-3,817
Closed -$53K
PFFA icon
2320
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.44B
– –
-6,623
Closed -$160K
PFG icon
2321
Principal Financial Group
PFG
$24.6B
– –
-38
Closed -$3K
PFLD icon
2322
AAM Low Duration Preferred and Income Securities ETF
PFLD
$414M
– –
-3,000
Closed -$71K
PGNY icon
2323
Progyny
PGNY
$2.41B
– –
-10
Closed -$1K
PHM icon
2324
Pultegroup
PHM
$25.7B
– –
-132
Closed -$6K
PHO icon
2325
Invesco Water Resources ETF
PHO
$2.05B
– –
-738
Closed -$39K
91 92
93
94 95

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2022 Portfolio in Review

As of Q2 2022, Prospera Financial Services held 2,831 positions worth $1.96B, down 18% from $2.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services withdrew a net $87.7M in Q2 2022, closing 1,200 positions and reducing 903 holdings. Its most notable exit was State Street SPDR Nuveen ICE Municipal Bond ETF, an estimated $6.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Robert Half worth $2.74M.

  • Prospera Financial Services's largest Q2 2022 buy was Robert Half: 36,535 shares worth $2.74M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q2 2022, an estimated $69.2M increase.
  • Prospera Financial Services's biggest Q2 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $33.5M.
  • Prospera Financial Services fully exited State Street SPDR Nuveen ICE Municipal Bond ETF in Q2 2022, selling an estimated $6.65M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.96B portfolio in Q2 2022.
  • Prospera Financial Services opened 47 new positions and closed 1,200 in Q2 2022.
  • Prospera Financial Services's portfolio value fell 18% quarter-over-quarter to $1.96B.

Based on Prospera Financial Services's 13F filing for Q2 2022, filed 8 Aug 2022.