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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.62%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.96B
AUM Growth
-$427M
Cap. Flow
-$87.7M
Cap. Flow %
-4.47%
Top 10 Hldgs %
21.07%
Holding
2,831
New
47
Increased
459
Reduced
903
Closed
1,200

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$69.2M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$17.1M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.23M
4
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$6.01M
5
SBLK icon
Star Bulk Carriers
SBLK
+$5.89M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$33.5M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$11.7M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$11.4M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.49M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.26%
2 Financials 7.54%
3 Healthcare 6.35%
4 Industrials 5.17%
5 Consumer Discretionary 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCV
2251
Virtus Convertible & Income Fund
NCV
$375M
– –
-1,799
Closed -$36K
NEA icon
2252
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.37B
– –
-37,434
Closed -$492K
NFG icon
2253
National Fuel Gas
NFG
$7.73B
– –
-517
Closed -$36K
NFJ
2254
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
– –
-4,062
Closed -$58K
NGD
2255
DELISTED
New Gold Inc
NGD
– –
-480
Closed -$1K
NI icon
2256
NiSource
NI
$21.9B
– –
-100
Closed -$3K
NICE icon
2257
Nice
NICE
$5.94B
– –
-164
Closed -$36K
NKTX icon
2258
Nkarta
NKTX
$159M
– –
-50
Closed -$1K
NKX icon
2259
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$655M
– –
-1,298
Closed -$18K
NMZ icon
2260
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
– –
-1,600
Closed -$21K
NNDM
2261
Nano Dimension
NNDM
$314M
– –
-300
Closed -$1K
NOG icon
2262
Northern Oil and Gas
NOG
$2.16B
– –
-20
Closed -$1K
NORW icon
2263
Global X MSCI Norway ETF
NORW
$85M
– –
-1,101
Closed -$35K
NOVT icon
2264
Novanta
NOVT
$5.04B
– –
-666
Closed -$95K
NPO icon
2265
Enpro
NPO
$6.63B
– –
-40
Closed -$4K
NPV icon
2266
Nuveen Virginia Quality Municipal Income Fund
NPV
$214M
– –
-390
Closed -$6K
NQP
2267
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-870
Closed -$12K
NRG icon
2268
NRG Energy
NRG
$26.9B
– –
-244
Closed -$9K
NTES icon
2269
NetEase
NTES
$81.5B
– –
-26
Closed -$2K
NTRS icon
2270
Northern Trust
NTRS
$22.2B
– –
-63
Closed -$7K
NUSC icon
2271
Nuveen ESG Small-Cap ETF
NUSC
$1.29B
– –
-400
Closed -$16K
NUW icon
2272
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
– –
-308
Closed -$5K
NVEE
2273
DELISTED
NV5 Global
NVEE
– –
-240
Closed -$8K
NVT icon
2274
nVent Electric
NVT
$22.9B
– –
-29,198
Closed -$1.01M
NVVE
2275
DELISTED
Nuvve Holding Corp
NVVE
– –
0
– -$3K
89 90
91
92 93

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2022 Portfolio in Review

As of Q2 2022, Prospera Financial Services held 2,831 positions worth $1.96B, down 18% from $2.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services withdrew a net $87.7M in Q2 2022, closing 1,200 positions and reducing 903 holdings. Its most notable exit was State Street SPDR Nuveen ICE Municipal Bond ETF, an estimated $6.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Robert Half worth $2.74M.

  • Prospera Financial Services's largest Q2 2022 buy was Robert Half: 36,535 shares worth $2.74M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q2 2022, an estimated $69.2M increase.
  • Prospera Financial Services's biggest Q2 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $33.5M.
  • Prospera Financial Services fully exited State Street SPDR Nuveen ICE Municipal Bond ETF in Q2 2022, selling an estimated $6.65M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.96B portfolio in Q2 2022.
  • Prospera Financial Services opened 47 new positions and closed 1,200 in Q2 2022.
  • Prospera Financial Services's portfolio value fell 18% quarter-over-quarter to $1.96B.

Based on Prospera Financial Services's 13F filing for Q2 2022, filed 8 Aug 2022.