We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
201
Uber
UBER
$134B
$3.96M 0.11%
54,471
+5,528
+11% +$384K
SKYY icon
202
First Trust Cloud Computing ETF
SKYY
$2.74B
$3.96M 0.11%
41,410
-10,109
-20% -$941K
BLK icon
203
Blackrock
BLK
$164B
$3.96M 0.11%
5,018
+166
+3% +$130K
EQIX icon
204
Equinix
EQIX
$107B
$3.89M 0.11%
5,139
+282
+6% +$214K
PAYX icon
205
Paychex
PAYX
$40.4B
$3.87M 0.11%
32,679
+26
+0.1% +$3.18K
BA icon
206
Boeing
BA
$165B
$3.86M 0.11%
21,216
+1,836
+9% +$327K
SRLN icon
207
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$3.85M 0.11%
92,112
-8,110
-8% -$340K
USB icon
208
US Bancorp
USB
$99.6B
$3.85M 0.11%
96,918
+11,783
+14% +$481K
TGT icon
209
Target
TGT
$62.1B
$3.84M 0.11%
25,950
+819
+3% +$129K
PSX icon
210
Phillips 66
PSX
$82.9B
$3.84M 0.11%
27,191
+1,639
+6% +$243K
IVE icon
211
iShares S&P 500 Value ETF
IVE
$48.9B
$3.84M 0.11%
21,086
+1,679
+9% +$306K
DXJ icon
212
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
$3.79M 0.11%
33,575
+926
+3% +$101K
FNX icon
213
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$3.73M 0.1%
34,371
+1,912
+6% +$209K
QCOM icon
214
Qualcomm
QCOM
$176B
$3.72M 0.1%
18,642
+500
+3% +$94.4K
APD icon
215
Air Products & Chemicals
APD
$66.3B
$3.7M 0.1%
14,323
+727
+5% +$184K
XLV icon
216
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$3.68M 0.1%
25,238
-2,766
-10% -$397K
BRK.A icon
217
Berkshire Hathaway Class A
BRK.A
$1.07T
$3.67M 0.1%
6
– –
BP icon
218
BP
BP
$113B
$3.64M 0.1%
100,733
+5,031
+5% +$189K
EMR icon
219
Emerson Electric
EMR
$82.9B
$3.62M 0.1%
32,795
+707
+2% +$78.2K
VYM icon
220
Vanguard High Dividend Yield ETF
VYM
$81.1B
$3.6M 0.1%
30,334
+2,648
+10% +$314K
QQEW icon
221
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$3.57M 0.1%
28,945
-4,402
-13% -$533K
MDY icon
222
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3.53M 0.1%
6,595
+25
+0.4% +$13.4K
GD icon
223
General Dynamics
GD
$105B
$3.52M 0.1%
12,121
-196
-2% -$57.4K
DVY icon
224
iShares Select Dividend ETF
DVY
$24B
$3.5M 0.1%
28,960
-742
-2% -$90.1K
SDY icon
225
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$3.48M 0.1%
27,335
+2,310
+9% +$298K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.