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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETSY icon
201
Etsy
ETSY
$8.03B
$1.82M 0.13%
+10,223
New +$1.54M
DWAW icon
202
AdvisorShares Dorsey Wright FSM All Cap World ETF
DWAW
$90.6M
$1.8M 0.12%
+48,375
New +$1.64M
IEFA icon
203
iShares Core MSCI EAFE ETF
IEFA
$187B
$1.8M 0.12%
+26,014
New +$1.68M
GS icon
204
Goldman Sachs
GS
$303B
$1.8M 0.12%
6,812
+5,868
+622% +$1.31M
IBM icon
205
IBM
IBM
$203B
$1.79M 0.12%
14,848
+11,472
+340% +$1.33M
MU icon
206
Micron Technology
MU
$916B
$1.79M 0.12%
+23,753
New +$1.43M
WFC icon
207
Wells Fargo
WFC
$263B
$1.78M 0.12%
59,137
+44,341
+300% +$1.15M
HUSV icon
208
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$75.8M
$1.77M 0.12%
+61,130
New +$1.73M
AOK icon
209
iShares Core Conservative Allocation ETF
AOK
$786M
$1.76M 0.12%
45,409
+45,224
+24,445% +$1.72M
FPXI icon
210
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$264M
$1.76M 0.12%
25,534
+25,185
+7,216% +$1.55M
TDOC icon
211
Teladoc Health
TDOC
$1.59B
$1.75M 0.12%
8,772
+8,738
+25,700% +$1.78M
IEI icon
212
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.74M 0.12%
13,086
+11,365
+660% +$1.51M
IJH icon
213
iShares Core S&P Mid-Cap ETF
IJH
$123B
$1.74M 0.12%
37,780
+35,795
+1,803% +$1.51M
VHT icon
214
Vanguard Health Care ETF
VHT
$18.7B
$1.71M 0.12%
7,616
+6,725
+755% +$1.44M
IVOL icon
215
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$271M
$1.7M 0.12%
+60,898
New +$1.68M
VYM icon
216
Vanguard High Dividend Yield ETF
VYM
$82B
$1.69M 0.12%
18,370
+17,652
+2,458% +$1.53M
GNMA icon
217
iShares GNMA Bond ETF
GNMA
$424M
$1.64M 0.11%
32,073
+14,503
+83% +$739K
CWB icon
218
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.46B
$1.6M 0.11%
19,307
+18,307
+1,831% +$1.38M
UCON icon
219
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$1.58M 0.11%
+59,326
New +$1.57M
BSV icon
220
Vanguard Short-Term Bond ETF
BSV
$44.7B
$1.57M 0.11%
18,962
+45
+0.2% +$3.73K
IWR icon
221
iShares Russell Mid-Cap ETF
IWR
$56.3B
$1.55M 0.11%
22,568
+20,289
+890% +$1.29M
XLB icon
222
State Street Materials Select Sector SPDR ETF
XLB
$8.88B
$1.51M 0.1%
41,796
-6,974
-14% -$239K
VEU icon
223
Vanguard FTSE All-World ex-US ETF
VEU
$65.3B
$1.51M 0.1%
25,800
+22,307
+639% +$1.22M
PARA
224
DELISTED
Paramount Global Class B
PARA
$1.49M 0.1%
40,069
+33,819
+541% +$1.08M
CCI icon
225
Crown Castle
CCI
$33.6B
$1.49M 0.1%
9,371
+8,490
+964% +$1.38M
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.