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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.48%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$496M
AUM Growth
-$40.9M
Cap. Flow
+$2.65B
Cap. Flow %
534.21%
Top 10 Hldgs %
34.84%
Holding
463
New
54
Increased
197
Reduced
128
Closed
71

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.63B
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$7.26M
3
AAPL icon
Apple
AAPL
+$2.77M
4
BX icon
Blackstone
BX
+$2.72M
5
IYH icon
iShares US Healthcare ETF
IYH
+$2.7M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$2.77M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$2.66M
3
DD icon
DuPont de Nemours
DD
+$2.39M
4
IYF icon
iShares US Financials ETF
IYF
+$2.23M
5
ABBV icon
AbbVie
ABBV
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 4.98%
3 Healthcare 4.13%
4 Communication Services 3.67%
5 Industrials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
201
Texas Instruments
TXN
$255B
$487K 0.1%
5,213
+248
+5% +$24K
QCOM icon
202
Qualcomm
QCOM
$176B
$482K 0.1%
8,466
-1,510
-15% -$91.7K
XLK icon
203
State Street Technology Select Sector SPDR ETF
XLK
$115B
$480K 0.1%
15,508
-37,748
-71% -$1.28M
ECL icon
204
Ecolab
ECL
$75.6B
$472K 0.1%
3,206
+336
+12% +$51.3K
LHX icon
205
L3Harris
LHX
$55.9B
$469K 0.09%
3,496
+1,023
+41% +$155K
OEF icon
206
iShares S&P 100 ETF
OEF
$19.8B
$469K 0.09%
4,177
+1,523
+57% +$183K
IWD icon
207
iShares Russell 1000 Value ETF
IWD
$82B
$468K 0.09%
4,209
-1,028
-20% -$123K
RWX icon
208
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$464K 0.09%
13,097
-439
-3% -$16.2K
XAR icon
209
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$464K 0.09%
5,884
+1,264
+27% +$111K
ACWV icon
210
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$457K 0.09%
5,616
+117
+2% +$9.88K
TGT icon
211
Target
TGT
$62.1B
$457K 0.09%
6,922
+3,508
+103% +$270K
EPD icon
212
Enterprise Products Partners
EPD
$83.8B
$456K 0.09%
18,464
+2,378
+15% +$63.7K
AMT icon
213
American Tower
AMT
$77.7B
$455K 0.09%
2,873
+161
+6% +$25.2K
RFAP
214
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$455K 0.09%
9,292
-8,405
-47% -$435K
PWV icon
215
Invesco Large Cap Value ETF
PWV
$1.66B
$453K 0.09%
13,872
– –
CB icon
216
Chubb
CB
$140B
$451K 0.09%
3,506
-36
-1% -$4.65K
FEX icon
217
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$444K 0.09%
8,462
-404
-5% -$23K
XLE icon
218
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$440K 0.09%
15,172
-44,382
-75% -$1.48M
RTL
219
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$440K 0.09%
33,014
+14,088
+74% +$194K
RFEM icon
220
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.5M
$439K 0.09%
7,773
-22,250
-74% -$1.28M
FEP icon
221
First Trust Europe AlphaDEX Fund
FEP
$513M
$436K 0.09%
14,084
+1,518
+12% +$50.9K
HYG icon
222
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$433K 0.09%
5,326
-14,399
-73% -$1.21M
LLY icon
223
Eli Lilly
LLY
$1.07T
$430K 0.09%
3,731
-1,788
-32% -$200K
RFEU
224
DELISTED
First Trust RiverFront Dynamic Europe ETF
RFEU
$430K 0.09%
8,079
-10,279
-56% -$577K
XME icon
225
State Street SPDR S&P Metals & Mining ETF
XME
$4.05B
$427K 0.09%
16,287
-2,533
-13% -$76.5K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Prospera Financial Services held 463 positions worth $496M, down 7.6% from $536M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Prospera Financial Services deployed $2.65B of net new capital in Q4 2018, opening 54 new positions and adding to 197 existing holdings. Its largest new stake was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares US Industrials ETF, an estimated $2.66M trimmed.

  • Prospera Financial Services's largest Q4 2018 buy was iShares 1-3 Year Treasury Bond ETF: 87,360 shares worth $7.3M.
  • Prospera Financial Services added most to Invesco QQQ Trust in Q4 2018, an estimated $2.63B increase.
  • Prospera Financial Services's biggest Q4 2018 reduction was iShares US Industrials ETF, cutting an estimated $2.66M.
  • Prospera Financial Services fully exited Invesco BulletShares 2018 High Yield Corporate Bond ETF in Q4 2018, selling an estimated $2.77M.
  • Prospera Financial Services's ten largest holdings make up 35% of its $496M portfolio in Q4 2018.
  • Prospera Financial Services opened 54 new positions and closed 71 in Q4 2018.
  • Prospera Financial Services's portfolio value fell 7.6% quarter-over-quarter to $496M.

Based on Prospera Financial Services's 13F filing for Q4 2018, filed 13 Feb 2019.