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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
201
DELISTED
Celgene Corp
CELG
$452K 0.08%
3,637
-111
-3% -$13.3K
IDV icon
202
iShares International Select Dividend ETF
IDV
$8.25B
$449K 0.08%
14,297
+340
+2% +$10.5K
OHI icon
203
Omega Healthcare
OHI
$15.4B
$447K 0.08%
+13,428
New +$431K
TGT icon
204
Target
TGT
$62.2B
$442K 0.08%
8,064
+1,844
+30% +$115K
PPL
205
PPL Corp
PPL
$27.4B
$440K 0.08%
11,777
+255
+2% +$9.12K
HYLS icon
206
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$438K 0.08%
8,959
+3,036
+51% +$148K
UTF icon
207
Cohen & Steers Infrastructure Fund
UTF
$3.13B
$437K 0.08%
20,127
+8,043
+67% +$166K
MON
208
DELISTED
Monsanto Co
MON
$430K 0.08%
3,754
+1,786
+91% +$198K
SLB icon
209
SLB Ltd
SLB
$78.6B
$429K 0.08%
5,488
-752
-12% -$61.5K
RFEM icon
210
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.5M
$428K 0.08%
+7,151
New +$414K
KMI icon
211
Kinder Morgan
KMI
$73.2B
$427K 0.08%
19,766
-1,450
-7% -$31.7K
RSPN icon
212
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$427K 0.08%
20,500
-1,500
-7% -$31.1K
VTI icon
213
Vanguard Total Stock Market ETF
VTI
$653B
$427K 0.08%
3,530
-1,850
-34% -$222K
RDS.B
214
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$427K 0.08%
7,650
+839
+12% +$47.6K
FXD icon
215
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$425K 0.08%
11,624
-2,596
-18% -$94K
MDT icon
216
Medtronic
MDT
$107B
$425K 0.08%
5,279
+93
+2% +$7.26K
AXP icon
217
American Express
AXP
$222B
$419K 0.08%
5,306
+748
+16% +$58.5K
SNAP icon
218
Snap
SNAP
$7.37B
$418K 0.08%
+20,075
New +$445K
HD icon
219
Home Depot
HD
$331B
$415K 0.07%
2,830
+412
+17% +$58.4K
LOW icon
220
Lowe's Companies
LOW
$116B
$414K 0.07%
5,038
-718
-12% -$55K
NGG icon
221
National Grid
NGG
$81.9B
$411K 0.07%
6,712
+1,295
+24% +$74.8K
VCSH icon
222
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$407K 0.07%
5,104
-1,275
-20% -$101K
AMT icon
223
American Tower
AMT
$77.6B
$400K 0.07%
3,293
-199
-6% -$21.9K
WM icon
224
Waste Management
WM
$95.8B
$398K 0.07%
5,444
+2
+0% +$143
GDX icon
225
VanEck Gold Miners ETF
GDX
$22.9B
$397K 0.07%
17,099
-500
-3% -$11.6K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.