We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USCI icon
201
US Commodity Index
USCI
$372M
$456K 0.09%
11,327
-1,737
-13% -$71.7K
DWX icon
202
State Street SPDR S&P International Dividend ETF
DWX
$521M
$450K 0.09%
+12,472
New +$450K
KMI icon
203
Kinder Morgan
KMI
$72.9B
$450K 0.09%
21,216
+248
+1% +$5.24K
TGT icon
204
Target
TGT
$62.3B
$450K 0.09%
6,220
-443
-7% -$32.1K
PCI
205
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$446K 0.09%
22,065
+57
+0.3% +$1.15K
SBIO icon
206
ALPS Medical Breakthroughs ETF
SBIO
$203M
$443K 0.09%
+18,275
New +$438K
VEA icon
207
Vanguard FTSE Developed Markets ETF
VEA
$227B
$442K 0.09%
11,799
-10,717
-48% -$391K
CELG
208
DELISTED
Celgene Corp
CELG
$440K 0.09%
3,748
-127
-3% -$14.1K
RSPN icon
209
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$438K 0.09%
+22,000
New +$422K
FBT icon
210
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$435K 0.09%
4,765
-1,429
-23% -$134K
SHV icon
211
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$422K 0.08%
3,830
-7,208
-65% -$795K
IDV icon
212
iShares International Select Dividend ETF
IDV
$8.26B
$415K 0.08%
13,957
+541
+4% +$15.8K
LOW icon
213
Lowe's Companies
LOW
$116B
$409K 0.08%
5,756
-1,616
-22% -$114K
GG
214
DELISTED
Goldcorp Inc
GG
$408K 0.08%
27,309
-60,271
-69% -$840K
BGR icon
215
BlackRock Energy and Resources Trust
BGR
$421M
$400K 0.08%
27,700
+600
+2% +$8.51K
DE icon
216
Deere & Co
DE
$167B
$396K 0.08%
3,843
+501
+15% +$47.1K
GNL icon
217
Global Net Lease
GNL
$1.9B
$395K 0.08%
16,724
+7,028
+72% +$161K
RDS.B
218
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$395K 0.08%
6,811
+458
+7% +$25.1K
GDX icon
219
VanEck Gold Miners ETF
GDX
$23.3B
$394K 0.08%
17,599
+7,334
+71% +$163K
SCG
220
DELISTED
Scana
SCG
$393K 0.08%
5,397
+882
+20% +$63K
PPL
221
PPL Corp
PPL
$27.5B
$392K 0.08%
11,522
-1,630
-12% -$54.7K
BNY
222
Bank of New York Mellon
BNY
$108B
$390K 0.08%
8,108
– –
VOD icon
223
Vodafone
VOD
$35B
$390K 0.08%
15,901
+2,250
+16% +$59.2K
DOC icon
224
Healthpeak Properties
DOC
$15.3B
$385K 0.08%
12,541
-1,119
-8% -$34.1K
RFDA icon
225
ALPS Dynamic US Dividend Advantage ETF
RFDA
$88.1M
$385K 0.08%
+14,225
New +$373K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.