Prospera Financial Services Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$57.2M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$19.7M |
| 3 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$19.6M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$7.03M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$7.01M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core US Aggregate Bond ETF
AGG
|
+$21.7M |
| 2 |
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
|
+$20M |
| 3 |
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
|
+$19.4M |
| 4 |
State Street SPDR ICE Preferred Securities ETF
PSK
|
+$12.9M |
| 5 |
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
|
+$12.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 3.45% |
| 2 | Energy | 3.39% |
| 3 | Communication Services | 3.38% |
| 4 | Technology | 3.26% |
| 5 | Consumer Staples | 3.03% |
Similar funds
Prospera Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Prospera Financial Services held 418 positions worth $498M, up 3% from $484M the previous quarter. Its ten largest holdings account for 41% of the portfolio.
Prospera Financial Services's Q3 2016 filing shows 63 new, 179 increased, 105 reduced and 38 closed positions. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $21.7M.
By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.2% a quarter earlier, followed by Energy and Communication Services.
- Prospera Financial Services's largest Q3 2016 buy was State Street Health Care Select Sector SPDR ETF: 34,325 shares worth $2.48M.
- Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2016, an estimated $57.2M increase.
- Prospera Financial Services's biggest Q3 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $21.7M.
- Prospera Financial Services fully exited State Street SPDR Bloomberg International Treasury Bond ETF in Q3 2016, selling an estimated $20M.
- Prospera Financial Services's ten largest holdings make up 41% of its $498M portfolio in Q3 2016.
- Prospera Financial Services opened 63 new positions and closed 38 in Q3 2016.
- Prospera Financial Services's portfolio value rose 3% quarter-over-quarter to $498M.
Based on Prospera Financial Services's 13F filing for Q3 2016, filed 12 Oct 2016.