We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$449M
AUM Growth
-$6.69M
Cap. Flow
-$3.34M
Cap. Flow %
-0.74%
Top 10 Hldgs %
43.98%
Holding
382
New
82
Increased
136
Reduced
100
Closed
45

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$24.2M
2
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$21.6M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$20.8M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$14M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$13.2M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$57.4M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$23.1M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$7.67M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 4.78%
2 Communication Services 3.97%
3 Industrials 3.9%
4 Consumer Staples 3.33%
5 Energy 3.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
201
Invesco S&P 500 Equal Weight ETF
RSP
$95.9B
$328K 0.07%
4,175
-4,447
-52% -$327K
IBM icon
202
IBM
IBM
$203B
$326K 0.07%
2,278
-784
-26% -$100K
BSJK
203
DELISTED
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
$326K 0.07%
+14,300
New +$318K
GIS icon
204
General Mills
GIS
$19.2B
$324K 0.07%
5,111
+52
+1% +$3.02K
CAG icon
205
Conagra Brands
CAG
$7.07B
$322K 0.07%
9,285
+1,008
+12% +$32.7K
UAA icon
206
Under Armour
UAA
$2.97B
$322K 0.07%
7,646
-171
-2% -$6.7K
AMGN icon
207
Amgen
AMGN
$203B
$321K 0.07%
+2,091
New +$311K
RSPN icon
208
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$319K 0.07%
+18,205
New +$294K
FBT icon
209
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$315K 0.07%
3,595
+148
+4% +$13K
BGR icon
210
BlackRock Energy and Resources Trust
BGR
$421M
$314K 0.07%
24,150
+9,000
+59% +$109K
DHS icon
211
WisdomTree US High Dividend Fund
DHS
$1.56B
$310K 0.07%
+4,897
New +$290K
JPC icon
212
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$310K 0.07%
33,165
+17,315
+109% +$160K
ADP icon
213
Automatic Data Processing
ADP
$99.9B
$308K 0.07%
3,436
-278
-7% -$23.3K
CBI
214
DELISTED
Chicago Bridge & Iron Nv
CBI
$300K 0.07%
+8,186
New +$293K
BGY icon
215
BlackRock Enhanced International Dividend Trust
BGY
$511M
$299K 0.07%
50,475
+5,425
+12% +$30.9K
TIPT icon
216
Tiptree Inc
TIPT
$666M
$297K 0.07%
52,036
-8,317
-14% -$49K
AA.PRB
217
DELISTED
Alcoa Inc
AA.PRB
$295K 0.07%
+8,950
New +$262K
GDV icon
218
Gabelli Dividend & Income Trust
GDV
$2.6B
$291K 0.06%
+15,764
New +$268K
RDS.B
219
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$291K 0.06%
+5,916
New +$266K
SE
220
DELISTED
Spectra Energy Corp Wi
SE
$291K 0.06%
+9,498
New +$268K
FXN icon
221
First Trust Energy AlphaDEX Fund
FXN
$399M
$288K 0.06%
+20,419
New +$258K
VIG icon
222
Vanguard Dividend Appreciation ETF
VIG
$111B
$288K 0.06%
3,548
+518
+17% +$39.7K
DSL
223
DoubleLine Income Solutions Fund
DSL
$1.22B
$286K 0.06%
17,034
– –
BSCH
224
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$286K 0.06%
12,650
+1,000
+9% +$22.6K
VOD icon
225
Vodafone
VOD
$35.1B
$284K 0.06%
8,870
+1,842
+26% +$57.4K
7 8
9
10 11

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Prospera Financial Services held 382 positions worth $449M, down 1.5% from $456M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Prospera Financial Services's Q1 2016 filing shows 82 new, 136 increased, 100 reduced and 45 closed positions. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M. The largest sale was First Trust Dorsey Wright Focus 5 ETF, an estimated $57.4M.

By sector, the portfolio is most concentrated in Technology at 4.8% of assets, up from 4.6% a quarter earlier, followed by Communication Services and Industrials.

  • Prospera Financial Services's largest Q1 2016 buy was State Street SPDR ICE Preferred Securities ETF: 484,935 shares worth $21.9M.
  • Prospera Financial Services added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $24.2M increase.
  • Prospera Financial Services's biggest Q1 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $57.4M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Intermediate Term Treasury ETF in Q1 2016, selling an estimated $7.67M.
  • Prospera Financial Services's ten largest holdings make up 44% of its $449M portfolio in Q1 2016.
  • Prospera Financial Services opened 82 new positions and closed 45 in Q1 2016.
  • Prospera Financial Services's portfolio value fell 1.5% quarter-over-quarter to $449M.

Based on Prospera Financial Services's 13F filing for Q1 2016, filed 12 Apr 2016.