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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.46%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.91%
AUM
$420M
AUM Growth
-$28.8M
Cap. Flow
-$25.1M
Cap. Flow %
-5.97%
Top 10 Hldgs %
43.4%
Holding
353
New
31
Increased
108
Reduced
133
Closed
52

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24.6M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$8.51M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$5.88M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$5.83M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$41M
2
IYE icon
iShares US Energy ETF
IYE
+$15.7M
3
GG
Goldcorp Inc
GG
+$14.4M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.7M
5
EXP icon
Eagle Materials
EXP
+$7.3M

Sector Composition

Rank Sector Weight
1 Miscellaneous 76.41%
2 Energy 3.98%
3 Technology 3.9%
4 Consumer Staples 2.73%
5 Healthcare 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBY
201
DELISTED
Silver Bay Realty Trust Corp.
SBY
$296K 0.07%
+18,200
New +$286K
BGR icon
202
BlackRock Energy and Resources Trust
BGR
$438M
$294K 0.07%
16,350
-2,200
-12% -$44.2K
D icon
203
Dominion Energy
D
$57.9B
$294K 0.07%
4,401
+3
+0.1% +$211
IJR icon
204
iShares Core S&P Small-Cap ETF
IJR
$110B
$294K 0.07%
4,986
– –
AMZN icon
205
Amazon
AMZN
$2.79T
$292K 0.07%
17,840
-5,460
-23% -$114K
FBT icon
206
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.95B
$288K 0.07%
2,320
-282
-11% -$34K
FTC icon
207
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.33B
$288K 0.07%
+5,938
New +$290K
LQD icon
208
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.3B
$287K 0.07%
2,482
-52
-2% -$6.16K
UAA icon
209
Under Armour
UAA
$2.26B
$281K 0.07%
+6,732
New +$272K
BGY icon
210
BlackRock Enhanced International Dividend Trust
BGY
$536M
$277K 0.07%
38,050
-5,000
-12% -$37K
WR
211
DELISTED
Westar Energy Inc
WR
$277K 0.07%
8,105
+80
+1% +$2.92K
RDS.B
212
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$274K 0.07%
4,781
+1,080
+29% +$66.8K
HPQ icon
213
HP
HPQ
$29.4B
$273K 0.07%
20,038
-1,062
-5% -$15.8K
USA icon
214
Liberty All-Star Equity Fund
USA
$1.84B
$272K 0.06%
47,340
-7,300
-13% -$43K
SE
215
DELISTED
Spectra Energy Corp Wi
SE
$272K 0.06%
8,353
-300
-3% -$10.7K
OEF icon
216
iShares S&P 100 ETF
OEF
$20.5B
$270K 0.06%
2,973
-730
-20% -$67.5K
UNH icon
217
UnitedHealth
UNH
$356B
$270K 0.06%
2,210
-115
-5% -$13.6K
FCX icon
218
Freeport-McMoran
FCX
$104B
$267K 0.06%
14,321
-494
-3% -$10.2K
IWD icon
219
iShares Russell 1000 Value ETF
IWD
$84.1B
$266K 0.06%
2,577
+56
+2% +$5.87K
MCD icon
220
McDonald's
MCD
$181B
$264K 0.06%
2,773
-133
-5% -$12.9K
MDU icon
221
MDU Resources
MDU
$4.12B
$263K 0.06%
35,438
-2,325
-6% -$18.7K
WMT icon
222
Walmart Inc
WMT
$850B
$263K 0.06%
12,036
-1,659
-12% -$42.3K
PCI
223
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$262K 0.06%
13,000
+1,000
+8% +$20.7K
IBMD
224
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$262K 0.06%
5,000
– –
NEE icon
225
NextEra Energy
NEE
$174B
$261K 0.06%
10,664
+1,864
+21% +$47.4K
7 8
9
10 11

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NP
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DTC
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NPT
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EWM
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RCWMU
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CA
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CI
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LIP
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Prospera Financial Services's Q2 2015 Portfolio in Review

As of Q2 2015, Prospera Financial Services held 353 positions worth $420M, down 6.4% from $449M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Prospera Financial Services withdrew a net $25.1M in Q2 2015, closing 52 positions and reducing 133 holdings. Its most notable exit was iShares 0-1 Year Treasury Bond ETF, an estimated $41M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 76% of assets, up from 71% a quarter earlier, followed by Energy and Technology.

Against the trend, Prospera Financial Services opened a new position in State Street SPDR Portfolio Intermediate Term Treasury ETF worth $5.86M.

  • Prospera Financial Services's largest Q2 2015 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 195,118 shares worth $5.86M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q2 2015, an estimated $24.6M increase.
  • Prospera Financial Services's biggest Q2 2015 reduction was iShares US Energy ETF, cutting an estimated $15.7M.
  • Prospera Financial Services fully exited iShares 0-1 Year Treasury Bond ETF in Q2 2015, selling an estimated $41M.
  • Prospera Financial Services's ten largest holdings make up 43% of its $420M portfolio in Q2 2015.
  • Prospera Financial Services opened 31 new positions and closed 52 in Q2 2015.
  • Prospera Financial Services's portfolio value fell 6.4% quarter-over-quarter to $420M.

Based on Prospera Financial Services's 13F filing for Q2 2015, filed 7 Aug 2015.