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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
201
Vanguard Dividend Appreciation ETF
VIG
$111B
$218K 0.08%
+3,105
New +$215K
PX
202
DELISTED
Praxair Inc
PX
$217K 0.08%
+1,794
New +$213K
PKW icon
203
Invesco BuyBack Achievers ETF
PKW
$1.69B
$215K 0.08%
+5,458
New +$208K
RTX icon
204
RTX Corp
RTX
$287B
$207K 0.08%
3,065
-793
-21% -$51.9K
LINE
205
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$206K 0.08%
7,928
+1,289
+19% +$33.4K
MUAC
206
DELISTED
ISHARES TR 2014 AMT-FREE MUN TERM ETF
MUAC
$206K 0.08%
+4,000
New +$206K
ABBV icon
207
AbbVie
ABBV
$458B
$205K 0.08%
+4,470
New +$198K
DFP
208
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$205K 0.08%
9,666
-134
-1% -$2.89K
META icon
209
Meta Platforms (Facebook)
META
$1.51T
$204K 0.08%
+4,055
New +$151K
ORCL icon
210
Oracle
ORCL
$331B
$204K 0.08%
+6,082
New +$197K
UNP icon
211
Union Pacific
UNP
$183B
$203K 0.08%
+2,590
New +$205K
RDS.A
212
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$203K 0.08%
+3,112
New +$204K
ADP icon
213
Automatic Data Processing
ADP
$100B
$202K 0.08%
+3,185
New +$202K
RPAI
214
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$185K 0.07%
13,230
+2,869
+28% +$40.7K
EWJ icon
215
iShares MSCI Japan ETF
EWJ
$21.7B
$181K 0.07%
+3,815
New +$177K
VER
216
DELISTED
VEREIT, Inc.
VER
$181K 0.07%
2,875
-1,866
-39% -$127K
GLO
217
Clough Global Opportunities Fund
GLO
$249M
$180K 0.07%
13,907
+271
+2% +$3.48K
SWBI icon
218
Smith & Wesson
SWBI
$655M
$174K 0.07%
+20,166
New +$174K
ACG
219
DELISTED
AllianceBernstein Income Fund Inc
ACG
$172K 0.07%
24,546
-1,807
-7% -$12.8K
JQC icon
220
Nuveen Credit Strategies Income Fund
JQC
$702M
$142K 0.05%
14,999
-630
-4% -$6.15K
CHLN
221
DELISTED
CHINA HSG & LD DEV IN COM NEW
CHLN
$140K 0.05%
11,723
-340
-3% -$3.71K
BGY icon
222
BlackRock Enhanced International Dividend Trust
BGY
$512M
$136K 0.05%
17,350
– –
CSFL
223
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$127K 0.05%
13,125
– –
USA icon
224
Liberty All-Star Equity Fund
USA
$1.75B
$113K 0.04%
20,498
+91
+0.4% +$500
SNV
225
DELISTED
Synovus
SNV
$110K 0.04%
4,664
+67
+1% +$1.53K
7 8
9
10 11

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.