We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-12.62%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.96B
AUM Growth
-$427M
Cap. Flow
-$87.7M
Cap. Flow %
-4.47%
Top 10 Hldgs %
21.07%
Holding
2,831
New
47
Increased
459
Reduced
903
Closed
1,200

Top Buys

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$69.2M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$17.1M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$6.23M
4
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$6.01M
5
SBLK icon
Star Bulk Carriers
SBLK
+$5.89M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$33.5M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$11.7M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$11.4M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.49M
5
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.26%
2 Financials 7.54%
3 Healthcare 6.35%
4 Industrials 5.17%
5 Consumer Discretionary 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTHI icon
1976
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.38B
– –
-2,301
Closed -$53K
FTHY
1977
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$501M
– –
-750
Closed -$13K
FTS icon
1978
Fortis
FTS
$29.7B
– –
-139
Closed -$7K
FTV icon
1979
Fortive
FTV
$19.5B
– –
-29
Closed -$1K
FTXG icon
1980
First Trust Nasdaq Food & Beverage ETF
FTXG
$24.9M
– –
-122
Closed -$3K
FTXL icon
1981
First Trust Nasdaq Semiconductor ETF
FTXL
$2.05B
– –
-400
Closed -$28K
FTXN icon
1982
First Trust Nasdaq Oil & Gas ETF
FTXN
$159M
– –
-16,685
Closed -$442K
FUTY icon
1983
Fidelity MSCI Utilities Index ETF
FUTY
$2.37B
– –
-1,132
Closed -$54K
FVRR icon
1984
Fiverr
FVRR
$417M
– –
-142
Closed -$11K
FXF icon
1985
Invesco CurrencyShares Swiss Franc Trust
FXF
$409M
– –
-63
Closed -$6K
FXY icon
1986
Invesco CurrencyShares Japanese Yen Trust
FXY
$426M
– –
-69
Closed -$5K
FYBR
1987
DELISTED
Frontier Communications
FYBR
– –
-1,557
Closed -$43K
FYC icon
1988
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.26B
– –
-546
Closed -$37K
FYT icon
1989
First Trust Small Cap Value AlphaDEX Fund
FYT
$194M
– –
-200
Closed -$10K
G icon
1990
Genpact
G
$5.87B
– –
-182
Closed -$8K
GAM
1991
General American Investors Company
GAM
$1.54B
– –
-3,036
Closed -$129K
GBAB
1992
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$383M
– –
-48
Closed -$1K
GBF icon
1993
iShares Government/Credit Bond ETF
GBF
$133M
– –
-235
Closed -$27K
GBX icon
1994
The Greenbrier Companies
GBX
$1.6B
– –
-50
Closed -$3K
GCO icon
1995
Genesco
GCO
$432M
– –
-130
Closed -$8K
GDV icon
1996
Gabelli Dividend & Income Trust
GDV
$2.62B
– –
-33,534
Closed -$826K
GERN icon
1997
Geron
GERN
$930M
– –
-1,000
Closed -$1K
GFL icon
1998
GFL Environmental
GFL
$14.1B
– –
-26
Closed -$1K
GGG icon
1999
Graco
GGG
$13.3B
– –
-422
Closed -$29K
GGT
2000
Gabelli Multimedia Trust
GGT
$169M
– –
-3,003
Closed -$27K
78 79
80
81 82

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2022 Portfolio in Review

As of Q2 2022, Prospera Financial Services held 2,831 positions worth $1.96B, down 18% from $2.39B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services withdrew a net $87.7M in Q2 2022, closing 1,200 positions and reducing 903 holdings. Its most notable exit was State Street SPDR Nuveen ICE Municipal Bond ETF, an estimated $6.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Robert Half worth $2.74M.

  • Prospera Financial Services's largest Q2 2022 buy was Robert Half: 36,535 shares worth $2.74M.
  • Prospera Financial Services added most to First Trust Enhanced Short Maturity ETF in Q2 2022, an estimated $69.2M increase.
  • Prospera Financial Services's biggest Q2 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $33.5M.
  • Prospera Financial Services fully exited State Street SPDR Nuveen ICE Municipal Bond ETF in Q2 2022, selling an estimated $6.65M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.96B portfolio in Q2 2022.
  • Prospera Financial Services opened 47 new positions and closed 1,200 in Q2 2022.
  • Prospera Financial Services's portfolio value fell 18% quarter-over-quarter to $1.96B.

Based on Prospera Financial Services's 13F filing for Q2 2022, filed 8 Aug 2022.