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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
176
VF Corp
VFC
$6.72B
$2.12M 0.15%
24,861
+24,181
+3,556% +$1.93M
IWD icon
177
iShares Russell 1000 Value ETF
IWD
$81.5B
$2.11M 0.15%
15,388
+10,967
+248% +$1.41M
JNK icon
178
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$2.09M 0.14%
19,218
+17,083
+800% +$1.82M
CB icon
179
Chubb
CB
$139B
$2.09M 0.14%
13,583
+10,512
+342% +$1.47M
FIXD icon
180
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$2.09M 0.14%
38,189
+35,889
+1,560% +$1.98M
FCVT icon
181
First Trust SSI Strategic Convertible Securities ETF
FCVT
$113M
$2.06M 0.14%
+42,125
New +$1.87M
AFL icon
182
Aflac
AFL
$64.4B
$2M 0.14%
45,079
+39,859
+764% +$1.63M
MMM icon
183
3M
MMM
$91.9B
$2M 0.14%
13,688
+13,553
+10,039% +$1.92M
RDS.B
184
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$1.98M 0.14%
58,974
+52,009
+747% +$1.55M
SHOP icon
185
Shopify
SHOP
$165B
$1.96M 0.13%
17,290
+10,370
+150% +$1.09M
NOBL icon
186
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.8B
$1.95M 0.13%
48,902
+43,904
+878% +$1.69M
FANG icon
187
Diamondback Energy
FANG
$55.1B
$1.94M 0.13%
40,055
+39,690
+10,874% +$1.47M
FCX icon
188
Freeport-McMoran
FCX
$90.2B
$1.94M 0.13%
74,488
+73,593
+8,223% +$1.53M
VXF icon
189
Vanguard Extended Market ETF
VXF
$30.5B
$1.94M 0.13%
11,758
+8,483
+259% +$1.26M
AMT icon
190
American Tower
AMT
$77.7B
$1.92M 0.13%
8,562
+8,434
+6,589% +$1.96M
VGT icon
191
Vanguard Information Technology ETF
VGT
$138B
$1.91M 0.13%
43,200
+33,696
+355% +$1.39M
QQEW icon
192
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.72B
$1.89M 0.13%
18,764
+15,577
+489% +$1.45M
APO icon
193
Apollo Global Management
APO
$71.6B
$1.88M 0.13%
38,366
+38,052
+12,118% +$1.7M
GSLC icon
194
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$14.9B
$1.88M 0.13%
24,768
+17,904
+261% +$1.29M
PGF icon
195
Invesco Financial Preferred ETF
PGF
$675M
$1.87M 0.13%
+97,547
New +$1.85M
HYLS icon
196
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$1.87M 0.13%
+38,443
New +$1.85M
BSJO
197
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$1.87M 0.13%
+75,131
New +$1.85M
VOO icon
198
Vanguard S&P 500 ETF
VOO
$968B
$1.87M 0.13%
+5,429
New +$1.77M
KBH icon
199
KB Home
KBH
$3.53B
$1.84M 0.13%
+54,790
New +$1.97M
IVW icon
200
iShares S&P 500 Growth ETF
IVW
$72.2B
$1.83M 0.13%
+28,716
New +$1.74M
6 7
8
9 10

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.